DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Katharine Booth Marvel

Encircle Financial Strategiesindependent RIAIndianapolis, In IA-onlyIAPD 2368706

Chartered Financial Consultant

Feed of 09/14/2026

Also filed as Katharine M Hutton

At current firm

2 y

since Oct 11, 2023

In the industry

33 y

since Jul 12, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Encircle Financial Strategies independent RIA current
since Oct 11, 2023 · Indianapolis, In
Wealth Advisory Solutions, LLC independent RIA
Oct 4, 2017 to May 16, 2024 · Indianapolis, In
National Planning Corporation ("Npc Of America" In Fl & Ny) former
Aug 1, 2013 to Oct 4, 2017 · Columbus, In
Advantage Investment Management, LLC former
Feb 2, 2009 to Aug 2, 2013 · Indianapolis, In
National Planning Corporation ("Npc Of America" In Fl & Ny) former
Jun 9, 2003 to Dec 31, 2009 · Indianapolis, In
Marvel Financial Planning, Inc. unclassified
Sep 23, 2002 to Dec 31, 2005 · Indianapolis, In
Walnut Street Advisers Inc unclassified
Dec 3, 1998 to Jun 20, 2003 · Greencastle, In

Moves

a registration end followed by a registration begin elsewhere

Wealth Advisory Solutions, LLC to Encircle Financial Strategies
left May 16, 2024, registered Oct 11, 2023 (-218 days) · RIA to a newly registered adviser
National Planning Corporation ("Npc Of America" In Fl & Ny) to Wealth Advisory Solutions, LLC
left Oct 4, 2017, registered Oct 4, 2017 (0 days) · Other
Advantage Investment Management, LLC to National Planning Corporation ("Npc Of America" In Fl & Ny)
left Aug 2, 2013, registered Aug 1, 2013 (-1 days) · Other
National Planning Corporation ("Npc Of America" In Fl & Ny) to Advantage Investment Management, LLC
left Dec 31, 2009, registered Feb 2, 2009 (-332 days) · Other
Marvel Financial Planning, Inc. to National Planning Corporation ("Npc Of America" In Fl & Ny)
left Dec 31, 2005, registered Jun 9, 2003 (-936 days) · Other
Walnut Street Advisers Inc to Marvel Financial Planning, Inc.
left Jun 20, 2003, registered Sep 23, 2002 (-270 days) · Other

Signals

Katharine Booth Marvel left Wealth Advisory Solutions, Llc for Encircle Financial Strategies (registered 2023-10-11)
May 16, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address