RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• E••••• B••••
- V•••••••• W••••• A•••••••• L•• independent RIA currentsince Mar 12, 2020 · Overland Park, Ks
- E•••••• F•••••••• E•••••• independent RIANov 30, 2016 to Apr 14, 2020 · Overland Park, Ks
- F•••••••• E•••••• A•••••• C•••••• L•• formerDec 30, 1998 to Nov 30, 2016 · Overland Park, Ks
- E•••••• F•••••••• E•••••• to V•••••••• W••••• A•••••••• L••left Apr 14, 2020, registered Mar 12, 2020 (-33 days) · RIA to RIA · moved with a team
- F•••••••• E•••••• A•••••• C•••••• L•• to E•••••• F•••••••• E••••••left Nov 30, 2016, registered Nov 30, 2016 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address