DFX Intelligence
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Registered advisor
H••••••••• G••••• P••••
Feed of 09/14/2026
Also filed as H••••••••• P••••••• G•••••••• P••••••• G••••••••• P••••••• G•••••••• P••••••• P••••••••• G••••• P••••
At current firm
13 y
since Jul 26, 2013
In the industry
27 y
since Jun 25, 1999 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••••• A••••••• national BD currentsince Jul 26, 2013 · Duluth, Ga
- F•• S••••••••• C••••••••• formerMay 2, 2003 to Apr 6, 2005 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- F•• S••••••••• C••••••••• to P•••••••• A•••••••left Apr 6, 2005, registered Jul 26, 2013 (3033 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address