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Registered advisor
P•••• W••••• B•••
Certified Financial Planner
Feed of 09/15/2026
At current firm
0 y
since Feb 5, 2026
In the industry
32 y
since Sep 22, 1993 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Feb 5, 2026 · San Diego, Ca
- C••••• I••••••••• A••••••• L•• BD affiliatedDec 8, 2023 to Feb 2, 2026 · Chico, Ca
- L•• F•••••••• L•• BD affiliatedJan 11, 2016 to Dec 5, 2023 · Chico, Ca
- S•••••• N••••••• • C••••••• I••••••••• national BDApr 29, 2009 to Jan 12, 2016 · Paradise, Ca
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Apr 28, 2009 · Chico, Ca
- A• G• E•••••• • S•••• I••• unclassifiedMar 29, 2001 to Jan 1, 2008 · Chico, Ca
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Feb 2, 2026, registered Feb 5, 2026 (3 days) · Affiliated broker-dealer or bank to another · moved with a team
- L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••left Dec 5, 2023, registered Dec 8, 2023 (3 days) · Affiliated broker-dealer or bank to another · moved with a team
- S•••••• N••••••• • C••••••• I••••••••• to L•• F•••••••• L••left Jan 12, 2016, registered Jan 11, 2016 (-1 days) · Other · moved with a team
- W•••• F•••• A••••••• to S•••••• N••••••• • C••••••• I•••••••••left Apr 28, 2009, registered Apr 29, 2009 (1 days) · Wirehouse to affiliated broker-dealer or bank
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
- P•••• W••••• B••• left C••••• I••••••••• A••••••• L•• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2026-02-05)Feb 2, 2026 · Advisor changed firm · fact
- P•••• W••••• B••• left L•• F•••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2023-12-08)Dec 5, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address