RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• B•••• P•••••••
- S••••• T•••• A•••••••• L•• independent RIA currentsince Jul 29, 2021 · New York, Ny
- B••••••• C•••••• I••• formerJan 21, 2009 to Aug 8, 2015 · New York, Ny
- L••••• B••••••• I••• unclassifiedSep 24, 2003 to Oct 15, 2008 · New York, Ny
- M••••• S•••••• • C•• L•• unclassifiedMay 22, 2002 to Sep 24, 2003 · New York, Ny
- B••••••• C•••••• I••• to S••••• T•••• A•••••••• L••left Aug 8, 2015, registered Jul 29, 2021 (2182 days) · Other · moved with a team
- L••••• B••••••• I••• to B••••••• C•••••• I•••left Oct 15, 2008, registered Jan 21, 2009 (98 days) · corporate re-registration, not a move
- M••••• S•••••• • C•• L•• to L••••• B••••••• I•••left Sep 24, 2003, registered Sep 24, 2003 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address