DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Summit Trail Advisors, LLC

Independent wealth managerNew York, New YorkCRD 220519SEC 801-99352website IAPD

Latest filing Sep 4, 2026

First filing on the tape May 27, 2015 · 56 filings

SEC status approved since Jun 11, 2015

RAUM

$20B

reported, Item 5.F

Discretionary

55%

of RAUM

Private clients

83%

$17B individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$665M

derived; firm RAUM over IAPD count

Employees

31 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

56 filings and snapshots on the tape

RAUM$20B as of May 26, 2026

Mar 29, 2016$1.8B then

HNW client RAUM$16B as of May 26, 2026

Mar 29, 2018$4.5B then

State-registered IARs (5.B.3)31 as of May 26, 2026

Mar 29, 20169 then

Employees (5.A)94 as of May 26, 2026

Mar 29, 201617 then

Private funds16 as of May 26, 2026

Mar 29, 20182 then

RAUM -16% over the last fiscal year+11% a year over threeIARs 34 to 31offices 10 to 16

Practice profile

derived from the filing of Sep 4, 2026; every figure names its basis

Archetypes, each a printed rule

Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M

RAUM per advisor: $665MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 21derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $27.8MderivedHNW RAUM over HNW clients
Average account: $2.0MderivedRAUM over accounts (5.F.2.f)
Discretionary: 55%derivedof RAUM
Institutional: 4.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 3.1derivedItem 5.A over advisors
Advisors per office: 1.8derived17 offices incl. principal (1.F.5)
RAUM growth, one year: -16%derivedbetween the last two annual amendments
Advisor growth, one year: -8.8%derivedItem 5.B.3 between annual amendments
Client growth, one year: -16%derived
Compensation: percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, otherreportedItem 5.G
Wrap fee program: $9.5MreportedItem 5.I
Custody: $5.8B, 1,632 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

is an insurance broker or agent (6.A.6)
buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$16B82%
Corporations and businesses$2.5B12%
Charitable organizations$925M4.6%
Individuals$194M1.0%
Pension and profit-sharing plans$16.1M0.1%

Individual clients: 51reported
HNW clients: 588reported
Pension plan clients: 38reported
Charitable clients: 9reported
Accounts: 9,778reported
Financial planning clients: 51-100reported
Wrap fee programs: $0 sponsored, $0 managedreported
Custody of client assets: $5.8B for 1,632 clientsreported
Compensation: % of AUM, fixed, hourly, performancereported
Class basis: private_client_share=0.83 fund_share=0.0 institutional_share=0.05 related_bd=true related_bank=false bd_reps=25.0derived

Advisors registered through the firm

28 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Peter Christopher Lee	Chicago, Il	Jul 24, 2015	20 y	2
Thomas Peter Palecek	Incline Village, Nv	Jul 27, 2015	20 y	1
Daniela Pedley	San Francisco, Ca	Aug 17, 2015	26 y	2
Michael Charles Cohen	New York, Ny	Oct 9, 2015	33 y	2
Jerome D Lucas	New York, Ny	Oct 9, 2015	32 y	1
Peter C. Gambee	New York, Ny	Oct 12, 2015	25 y	2
Megan Sclafani Vacca	New York, Ny	Oct 12, 2015	21 y	3
Lauren Sardina Cosulich	New York, Ny	Oct 14, 2015	19 y	2
Benjamin Paul Johnson	New York, Ny	Aug 11, 2016	22 y	2
Michelle Walker Rudd	Seattle, Wa	Jul 3, 2019	31 y	3
Kevin Charles CurtisCertified Financial Planner	Harrisburg, Pa	Aug 23, 2019	35 y	1
Jonathan Douglas Williams	New York, Ny	Aug 26, 2019	17 y	1
Jonathan Louis NickowCertified Financial Planner, Chartered Financial Analyst	Chicago, Il	Feb 24, 2021	10 y	0
Danielle Patricia Mchugh	New York, Ny	Jul 27, 2021	27 y	2
David Wade RomhiltChartered Financial Analyst	New York, Ny	Jul 27, 2021	11 y	0
Jack Barry Petersen	New York, Ny	Jul 29, 2021	32 y	3
Seth Aaron Katz	New York, Ny	Sep 14, 2021	10 y	0
Jonathan Wilson	New York, Ny	Dec 16, 2022	10 y	0
Robert Andres Homar Lopez	New York, Ny	Feb 28, 2024	10 y	3
Dimitre Ivanov	New York, Ny	Apr 9, 2024	24 y	3
Matthew Fielding MarshCertified Financial Planner	Denver, Co	May 30, 2024	24 y	6
Shima SalehiCertified Financial Planner	Lake Oswego, Or	May 31, 2024	15 y	3
Jose Alberto Reynoso	New York, Ny	May 20, 2025	29 y	1
Jonathan Stephen PowellChartered Financial Analyst	Wilton, Ct	Jun 3, 2025	12 y	1
Lawrence Aloysius Whipple	Wayzata, Mn	Dec 9, 2025	30 y	2
Jerome C Deren	Dallas, Tx	Jan 1, 2026	20 y	1
John William Scarborough	San Francisco, Ca	Jan 1, 2026	21 y	1
David Ryan Hultman	New York, Ny	Feb 16, 2026	23 y	4

Advisor movement

6 left, 4 joined in 12 months

net -2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 20% of current headcount7 left over 36 months

Left, latest

Adam Michael Betancourt to New Edge Wealth
Dec 1, 2025 · RIA to affiliated broker-dealer or bank
Alexander Shapses to New Edge Wealth
Dec 1, 2025 · RIA to affiliated broker-dealer or bank
Justin Castenskiold Waterman to New Edge Wealth
Dec 1, 2025 · RIA to affiliated broker-dealer or bank
Dominick J Trapasso to New Edge Wealth
Dec 1, 2025 · RIA to affiliated broker-dealer or bank
Sarah N Silverio to New Edge Wealth
Dec 1, 2025 · RIA to affiliated broker-dealer or bank
Antonio Morel to Empower Advisory Group, LLC
Sep 22, 2025 · RIA to affiliated broker-dealer or bank
Joseph W. Shenton to Permanent Capital Management, LP
Feb 23, 2024 · RIA to a newly registered adviser

Joined, latest

David Ryan Hultman from LPL Financial LLC
Feb 16, 2026 · Affiliated broker-dealer or bank to independent RIA
John William Scarborough from Barclays Capital Inc.
Jan 1, 2026 · Other
Jerome C Deren from Presidio Capital Advisors LLC
Jan 1, 2026 · Other
Lawrence Aloysius Whipple from Merrill Lynch, Pierce, Fenner & Smith Incorporated
Dec 9, 2025 · Wirehouse to independent RIA
Jonathan Stephen Powell from Barclays Capital Inc.
Jun 3, 2025 · Other
Jose Alberto Reynoso from Citizens Private Wealth
May 20, 2025 · RIA to RIA
Antonio Morel from LPL Financial LLC
Nov 22, 2024 · Affiliated broker-dealer or bank to independent RIA
Paul Damien Hoskin from LPL Financial LLC
Aug 19, 2024 · Affiliated broker-dealer or bank to independent RIA
Shima Salehi from LPL Financial LLC
May 31, 2024 · Affiliated broker-dealer or bank to independent RIA
Matthew Fielding Marsh from LPL Financial LLC
May 30, 2024 · Affiliated broker-dealer or bank to independent RIA
Danielle Rae Louton from Galecki Financial Management Inc
Apr 10, 2024 · Other
Dimitre Ivanov from LPL Financial LLC
Apr 9, 2024 · Affiliated broker-dealer or bank to independent RIA
Robert Andres Homar Lopez from Bancwest Investment Services, Inc. (Bwis)
Feb 28, 2024 · Affiliated broker-dealer or bank to independent RIA
Justin Castenskiold Waterman from Citigroup Global Markets Inc.
Sep 3, 2021 · Other
Jack Barry Petersen from Barclays Capital Inc.
Jul 29, 2021 · Other

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

4 left for New Edge Wealth
Dec 1, 2025 · New York, Ny

4 joined from Barclays Capital Inc.
Oct 22, 2015 · New York, Ny
2 joined from Barclays Capital Inc.
Aug 25, 2015 · San Francisco, Ca
3 joined from Barclays Capital Inc.
Aug 8, 2015 · San Francisco, Ca
2 joined from Barclays Capital Inc.
Aug 8, 2015 · Chicago, Il
2 joined from Barclays Capital Inc.
Aug 8, 2015 · New York, Ny

Teams out Teams in

Private funds

21 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
Ascent Arbitrage Fund	Hedge Fund	$545M	333	Mar 6, 2021
Ascent Emerging Markets Fund, LP	Hedge Fund	$245M	216	Nov 15, 2019
International Value Equity Fund, A Series Of Ascent Global Access Partnership I, L.P.	Hedge Fund	$190M	143	Sep 30, 2022
Ascent Private Investment Fund III, L.P.	Private Equity Fund	$183M	149	Sep 30, 2022
Ascent Private Real Assets Fund, L.P	Hedge Fund	$169M	182	Mar 6, 2021
Ascent Event Driven Fund	Hedge Fund	$167M	218	Mar 29, 2018
Ascent Private Investment Fund II, L.P.	Hedge Fund	$139M	149	Nov 15, 2019
Ascent Private Real Assets Lending Fund, L.P.	Real Estate Fund	$113M	145	Mar 31, 2023
International Growth Equity Fund, A Series Of Ascent Global Access Partnership I, L.P.	Hedge Fund	$93.3M	153	Sep 30, 2022
Ascent Private Investment Fund, L.P.	Private Equity Fund	$77.4M	286	Mar 29, 2018
New Mountain Groupno longer reported	Other Private Fund	$30.0M	1	Mar 28, 2024
Mnv Capital Investment, LLCno longer reported	Other Private Fund	$30.0M	1	Mar 28, 2024
Ascent Private Co-Investment Fund III, L.P.	Private Equity Fund	$28.7M	112	Mar 28, 2024
Horizon Opportunities Fund, A Series Of Ascent Global Access Partnership II, L.P.no longer reported	Hedge Fund	$28.5M	28	Sep 30, 2022
Ascent Private Co-Investment Fund II, L.P.	Private Equity Fund	$18.0M	85	Mar 28, 2024
Ascent Private Co-Investment Fund I, L.P.	Private Equity Fund	$16.4M	48	Mar 28, 2024
Zmb & Zwb Life LLCno longer reported	Other Private Fund	$10.0M	1	Mar 28, 2024
Hsb Family Life LLCno longer reported	Other Private Fund	$10.0M	1	Mar 28, 2024
Ascent Private Co-Investment Fund IV, L.P.		$8.3M	108	Sep 4, 2026
Ascent Focused Equity LP	Hedge Fund	$0	112	Mar 31, 2022
Ascent Private Investment Fund IV, LP		$0	272	Sep 4, 2026

Owners and control persons

Schedule A and B, latest filing

Joseph Erigo · Chief Compliance Officercontrol
since 09/2024 · owns less than 5%
Barry Jack Petersen · Manager/Membercontrol
since 07/2015 · owns less than 5%
Alan Raboy · Chief Financial Officercontrol
since 07/2025 · owns less than 5%
Wade David Romhilt · Chief Investment Officercontrol
since 07/2015 · owns less than 5%

Entity owners

Summit Trail Holdings, LLC · Member
direct · owns 75% or more
Kilo Summit Trail, LLC · Member
direct · owns 5% to 10%
Cedar Kilo Trust · Member
indirect · owns 25% to 50% of Kilo Summit Trail, LLC
Magnolia Kilo Trust · Member
indirect · owns 25% to 50% of Kilo Summit Trail, LLC
Redwood Kilo Trust · Member
indirect · owns 25% to 50% of Kilo Summit Trail, LLC

Related persons

Schedule D 7.A

Summit Trail Securities, LLC
broker-dealery

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out
New York, Ny · principal	29	3	5	1
San Francisco, Ca	6	2	0
Chicago, Il	3	0	1
Harrisburg, Pa	2	0	0

Offices

Schedule D 1.F, the 25 largest

San Francisco, CA3 employees
Harrisburg, PA2 employees
, 2 employees
Chevy Chase, MD1 employees
Seattle, WA1 employees

ADV anomalies

8 against comparable advisers; where to look, not conclusions

control person changedChange between filings · filing Sep 4, 2026
RABOY, ALAN (CHIEF FINANCIAL OFFICER) appeared on Schedule A between the filings of 2024-10-11 and 2026-09-04
peers: independent wealth managers, $5B to $20B (289)
control person changedChange between filings · filing Sep 4, 2026
PETERSEN, JACK, BARRY (MANAGER/MEMBER) left Schedule A between the filings of 2024-10-11 and 2026-09-04
peers: independent wealth managers, $5B to $20B (289)
institutional to wealth shiftCombination · filing Apr 23, 2026
institutional share fell 15 points or more while private-client share rose 15 points or more. RAUM $23,635,841,356 to $19,941,615,810, advisors 34 to 31, private clients 757 to 639, offices 10 to 17 (2025-03-31 to 2026-04-23)
peers: independent wealth managers, $5B to $20B (289)
client mix shiftChange between filings · filing Apr 23, 2026
private-client share of RAUM moved from 67.0% to 83.0% between the annual amendments of 2025-03-31 and 2026-04-23
peers: independent wealth managers, $5B to $20B (289)
account count collapseChange between filings · filing Apr 23, 2026
accounts (Item 5.F.2.f) moved from 19,295.0 to 9,778.0 (-49.0%) between the annual amendments of 2025-03-31 and 2026-04-23; the peer median change was +8.0% (253 comparable advisers, 3.0th percentile of changes)
peers: independent wealth managers, $5B to $20B (253) · 2.8% percentile
HNW share shiftChange between filings · filing Apr 23, 2026
HNW share of RAUM moved from 67.0% to 82.0% between the annual amendments of 2025-03-31 and 2026-04-23
peers: independent wealth managers, $5B to $20B (289)
institutional asset share shiftChange between filings · filing Apr 23, 2026
institutional share of RAUM moved from 33.0% to 17.0% between the annual amendments of 2025-03-31 and 2026-04-23
peers: independent wealth managers, $5B to $20B (289)
office count surgeChange between filings · filing Apr 23, 2026
offices other than the principal office (Item 1.F.5) moved from 10.0 to 17.0 (+70.0%) between the annual amendments of 2025-03-31 and 2026-04-23; the peer median change was 0.0% (142 comparable advisers, 92.0th percentile of changes)
peers: independent wealth managers, $5B to $20B (142) · 92% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Financial planning clients · 51-100 to 51-100
May 26, 2026 to Sep 4, 2026
Private funds · 16 to unset
May 26, 2026 to Sep 4, 2026
Succession · false to unset
May 26, 2026 to Sep 4, 2026
Other offices · 17 to 16
Apr 23, 2026 to May 26, 2026
Other offices · 16 to 17
Mar 31, 2026 to Apr 23, 2026
Accounts · 22,528 to 9,778
Dec 22, 2025 to Mar 31, 2026
Advisory employees · 34 to 31
Dec 22, 2025 to Mar 31, 2026
BD registered reps · 33 to 25
Dec 22, 2025 to Mar 31, 2026
Charity clients · 118 to 9
Dec 22, 2025 to Mar 31, 2026
Corporate clients · 193 to 56
Dec 22, 2025 to Mar 31, 2026
HNW clients · 679 to 588
Dec 22, 2025 to Mar 31, 2026
Individual clients · 131 to 51
Dec 22, 2025 to Mar 31, 2026
Pension plan clients · 64 to 38
Dec 22, 2025 to Mar 31, 2026
Assets in custody · $15B to $5.8B
Dec 22, 2025 to Mar 31, 2026
Employees · 107 to 94
Dec 22, 2025 to Mar 31, 2026
Financial planning clients · 0 to 51-100
Dec 22, 2025 to Mar 31, 2026
State-registered IARs · 34 to 31
Dec 22, 2025 to Mar 31, 2026
Other offices · 12 to 16
Dec 22, 2025 to Mar 31, 2026
Private funds · 20 to 16
Dec 22, 2025 to Mar 31, 2026
Discretionary RAUM · $13B to $11B
Dec 22, 2025 to Mar 31, 2026
HNW RAUM · $18B to $16B
Dec 22, 2025 to Mar 31, 2026
Individual RAUM · $154M to $194M
Dec 22, 2025 to Mar 31, 2026
Non-discretionary RAUM · $13B to $8.9B
Dec 22, 2025 to Mar 31, 2026
Pension RAUM · $71.1M to $16.1M
Dec 22, 2025 to Mar 31, 2026
RAUM · $26B to $20B
Dec 22, 2025 to Mar 31, 2026
Other offices · 10 to 12
Aug 22, 2025 to Dec 22, 2025
Accounts · 19,295 to 22,528
Jul 7, 2025 to Aug 22, 2025
Charity clients · 114 to 118
Jul 7, 2025 to Aug 22, 2025
Corporate clients · 203 to 193
Jul 7, 2025 to Aug 22, 2025
HNW clients · 635 to 679
Jul 7, 2025 to Aug 22, 2025
Individual clients · 122 to 131
Jul 7, 2025 to Aug 22, 2025
Pension plan clients · 58 to 64
Jul 7, 2025 to Aug 22, 2025
Financial planning clients · 0 to 0
Jul 7, 2025 to Aug 22, 2025
Discretionary RAUM · $10B to $13B
Jul 7, 2025 to Aug 22, 2025
HNW RAUM · $16B to $18B
Jul 7, 2025 to Aug 22, 2025
Individual RAUM · $74.5M to $154M
Jul 7, 2025 to Aug 22, 2025
Non-discretionary RAUM · $13B to $13B
Jul 7, 2025 to Aug 22, 2025
Pension RAUM · $59.8M to $71.1M
Jul 7, 2025 to Aug 22, 2025
RAUM · $24B to $26B
Jul 7, 2025 to Aug 22, 2025
Accounts · 6,273 to 19,295
Oct 11, 2024 to Mar 31, 2025

Signals

25 dated events

Adam Michael Betancourt left Summit Trail Advisors, Llc for New Edge Wealth (registered 2025-11-17)
Dec 1, 2025 · Advisor changed firm · fact
Alexander Shapses left Summit Trail Advisors, Llc for New Edge Wealth (registered 2025-11-14)
Dec 1, 2025 · Advisor changed firm · fact
Sarah N Silverio left Summit Trail Advisors, Llc for New Edge Wealth (registered 2025-11-14)
Dec 1, 2025 · Advisor changed firm · fact
Dominick J Trapasso left Summit Trail Advisors, Llc for New Edge Wealth (registered 2025-12-03)
Dec 1, 2025 · Advisor changed firm · fact
Justin Castenskiold Waterman left Summit Trail Advisors, Llc for New Edge Wealth (registered 2025-11-14)
Dec 1, 2025 · Advisor changed firm · fact
5 advisors left Summit Trail Advisors, LLC (New York, NY) for New Edge Wealth on the same day
Dec 1, 2025 · Team lift-out · derived
Antonio Morel left Summit Trail Advisors, Llc for Empower Advisory Group, Llc (registered 2026-05-06)
Sep 22, 2025 · Advisor changed firm · fact
Summit Trail Advisors, Llc reported 10 offices beyond its principal office, up from 5 (2024-10-11 to 2025-03-31)
Mar 31, 2025 · Office count change · derived
Kershaw Thomas Harms (Chief Compliance Officer) no longer on Schedule A of Summit Trail Advisors, Llc (listed 2024-07-22, absent 2024-10-11)
Oct 11, 2024 · Control person left · inference
Joseph Erigo (Chief Compliance Officer) appeared on Schedule A of Summit Trail Advisors, Llc
Oct 11, 2024 · Control person joined · fact
Joseph W. Shenton left Summit Trail Advisors, Llc for Permanent Capital Management, Lp (registered 2023-10-16)
Feb 23, 2024 · Advisor changed firm · fact
Kershaw Thomas Harms (Chief Compliance Officer) appeared on Schedule A of Summit Trail Advisors, Llc
Sep 13, 2023 · Control person joined · fact
P John Mcguinness (Chief Compliance Officer And General Counsel) no longer on Schedule A of Summit Trail Advisors, Llc (listed 2023-07-14, absent 2023-09-13)
Sep 13, 2023 · Control person left · inference
P John Mcguinness (Chief Compliance Officer And General Counsel) appeared on Schedule A of Summit Trail Advisors, Llc
Jul 14, 2023 · Control person joined · fact
Summit Trail Advisors, Llc reported RAUM $11.5B, up 30% from $8.8B (2020-08-18 to 2021-03-06)
Mar 6, 2021 · RAUM change · derived
Summit Trail Advisors, Llc reported RAUM $8.8B, up 30% from $6.8B (2020-07-06 to 2020-08-18)
Aug 18, 2020 · RAUM change · derived
Frank James Cantelupe (Member) no longer on Schedule A of Summit Trail Advisors, Llc (listed 2019-11-15, absent 2020-03-24)
Mar 24, 2020 · Control person left · inference
Christopher Peter Lee (Member) no longer on Schedule A of Summit Trail Advisors, Llc (listed 2019-11-15, absent 2020-03-24)
Mar 24, 2020 · Control person left · inference
William John Scarborough (Member) no longer on Schedule A of Summit Trail Advisors, Llc (listed 2019-11-15, absent 2020-03-24)
Mar 24, 2020 · Control person left · inference
Peter Thomas Palecek (Member) no longer on Schedule A of Summit Trail Advisors, Llc (listed 2019-11-15, absent 2020-03-24)
Mar 24, 2020 · Control person left · inference
Aaron Seth Katz (Member) no longer on Schedule A of Summit Trail Advisors, Llc (listed 2019-11-15, absent 2020-03-24)
Mar 24, 2020 · Control person left · inference
Paul Benjamin Johnson (Member) no longer on Schedule A of Summit Trail Advisors, Llc (listed 2019-11-15, absent 2020-03-24)
Mar 24, 2020 · Control person left · inference
Duff John Saxe (Member) no longer on Schedule A of Summit Trail Advisors, Llc (listed 2019-11-15, absent 2020-03-24)
Mar 24, 2020 · Control person left · inference
Summit Trail Advisors, Llc reported RAUM $5.2B, up 59% from $3.3B (2017-07-14 to 2018-03-29)
Mar 29, 2018 · RAUM change · derived
Palmetto Designs, Llc filed its initial SEC registration (Form ADV)
May 27, 2015 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

Summit Trail Advisors, LLC · Family Offices
shared crd · office
Summit Trail Advisors, LLC · Independent Sponsors
shared crd · capital_provider
Summit Trail Advisors, LLC · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Business phone: 206-636-1820reportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 212-812-7010reportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 214-337-7704reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile: LINKEDIN.COM/COMPANY/SUMMIT-TRAIL-ADVISORSreportedpublic record, Form ADV, Sep 17, 2026
Website: SUMMITTRAIL.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 212-812-7010reportedpublic record, Form ADV, Sep 4, 2026
Contact form: summittrail.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
Team page: summittrail.com/who-we-arereportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $665Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Across the graphs

Summit Trail Advisors, LLC is the same institution as 1 record in Real Estate Funds.

Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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