RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• J••••• A•••••
- I•••••••• F•••••••• P••••••• independent RIA currentsince May 18, 2026 · Naperville, Il
- T••••••• A•••••• N••••••• L•• BD affiliatedOct 8, 2025 to Jun 17, 2026 · Naperville, Il
- C••••• I••••••••• A••••••• L•• BD affiliatedJan 30, 2004 to Sep 24, 2025 · Naperville, Il
- T••••••• A•••••• N••••••• L•• to I•••••••• F•••••••• P•••••••left Jun 17, 2026, registered May 18, 2026 (-30 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- C••••• I••••••••• A••••••• L•• to T••••••• A•••••• N••••••• L••left Sep 24, 2025, registered Oct 8, 2025 (14 days) · Affiliated broker-dealer or bank to another
- J••• J••••• A••••• left T••••••• A•••••• N••••••• L•• for I•••••••• F•••••••• P••••••• (registered 2026-05-18)Jun 17, 2026 · a•••••• firm change · fact
- J••• J••••• A••••• left C••••• I••••••••• A••••••• L•• for T••••••• A•••••• N••••••• L•• (registered 2025-10-08)Sep 24, 2025 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address