DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Intentgen Financial Partners

Independent wealth managerNaperville, IllinoisCRD 341913SEC 801-136284websiteIAPD
Legal name Lns Operations, LLC
Latest filing Sep 15, 2026
First filing on the tape May 26, 2026 · 3 filings
SEC status 120-day approval since May 15, 2026
RAUM
$757M
reported, Item 5.F
Discretionary
86%
of RAUM
Private clients
99%
$751M individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$75.7M
derived; firm RAUM over IAPD count
Employees
16
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$0 as of Jul 17, 2026
May 26, 2026$0 then
HNW client RAUM$0 as of Jul 17, 2026
May 26, 2026$0 then
State-registered IARs (5.B.3)6 as of Jul 17, 2026
May 26, 20266 then
Employees (5.A)16 as of Jul 17, 2026
May 26, 202616 then
Private funds: no history
Practice profile
derived from the filing of Sep 15, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
  • Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
RAUM per advisor
$75.7MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
61derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$570,449derivedHNW RAUM over HNW clients
Average account
$410,084derivedRAUM over accounts (5.F.2.f)
Discretionary
86%derivedof RAUM
Institutional
0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.6derivedItem 5.A over advisors
Advisors per office
10.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, commissionsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
Wrap fee program
$706MreportedItem 5.I
Custody
$359M, 272 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$614M81%
  • High-net-worth individuals$137M18%
  • Charitable organizations$4.0M0.5%
  • Corporations and businesses$1.8M0.2%
Individual clients
367reported
HNW clients
240reported
Pension plan clients
0reported
Charitable clients
1reported
Accounts
1,845reported
Financial planning clients
0reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
$359M for 272 clientsreported
Compensation
% of AUM, fixed, commissionsreported
Class basis
private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd= related_bank= bd_reps=6.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Jack Joseph AyotteNaperville, IlMay 18, 202636 y2
Jacob SchatzCertified Financial PlannerNaperville, Il May 18, 202618 y3
Joseph Thomas SchmittNaperville, IlMay 18, 202611 y1
Cole Allen VickreyNaperville, IlMay 18, 202610 y1
Michael William MatheyNaperville, IlMay 18, 202610 y1
Andrew Gregory AbelNaperville, IlMay 18, 202613 y3
Patrick James MorrisChartered Financial AnalystNaperville, IlMay 18, 202626 y1
Corey James SchmidtCertified Financial PlannerNaperville, IlMay 20, 202627 y3
Zachary Anders LarsonCertified Financial Planner, Chartered Financial ConsultantNaperville, IlMay 20, 202627 y2
Carl Dalsgaard ChristiansenNaperville, IlMay 27, 202610 y1
Advisor movement
0 left, 10 joined in 12 months
net +10 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Teams: two or more advisors moving together within fourteen days, from one state
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Zachary Larson · Co- Foundercontrol
        since 05/2026 · owns 25% to 50%
      • James Corey Schmidt · Co- Foundercontrol
        since 05/2026 · owns 25% to 50%
      Related persons
      Schedule D 7.A
      No related person reported.
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Naperville, Il · principal10100
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • custody status changedChange between filings · filing Sep 15, 2026
        custody of client assets (Item 9.A): no on the filing of 2026-07-17, yes on the filing of 2026-09-15
        peers: independent wealth managers, $500M to $1B (1,483)
      What changed
      consecutive filings, newest first
      • Accounts · 0 to 1,845
        Jul 17, 2026 to Sep 15, 2026
      • Charity clients · 0 to 1
        Jul 17, 2026 to Sep 15, 2026
      • Corporate clients · 0 to 4
        Jul 17, 2026 to Sep 15, 2026
      • HNW clients · 0 to 240
        Jul 17, 2026 to Sep 15, 2026
      • Individual clients · 0 to 367
        Jul 17, 2026 to Sep 15, 2026
      • Assets in custody · unset to 358625823.0
        Jul 17, 2026 to Sep 15, 2026
      • Custody of client assets · false to true
        Jul 17, 2026 to Sep 15, 2026
      • Financial planning clients · 0 to 0
        Jul 17, 2026 to Sep 15, 2026
      • Discretionary RAUM · $0 to $651M
        Jul 17, 2026 to Sep 15, 2026
      • HNW RAUM · $0 to $137M
        Jul 17, 2026 to Sep 15, 2026
      • Individual RAUM · $0 to $614M
        Jul 17, 2026 to Sep 15, 2026
      • Non-discretionary RAUM · $0 to $106M
        Jul 17, 2026 to Sep 15, 2026
      • RAUM · $0 to $757M
        Jul 17, 2026 to Sep 15, 2026
      • Related adviser · false to unset
        Jul 17, 2026 to Sep 15, 2026
      • Related bank · false to unset
        Jul 17, 2026 to Sep 15, 2026
      • Related broker-dealer · false to unset
        Jul 17, 2026 to Sep 15, 2026
      • Related insurance company · false to unset
        Jul 17, 2026 to Sep 15, 2026
      • Succession · false to unset
        Jul 17, 2026 to Sep 15, 2026
      Signals
      2 dated events
      • 2 advisors left Thrivent Advisor Network, LLC (Naperville, IL) for Intentgen Financial Partners on the same day
        Jun 17, 2026 · Team lift-out · derived
      • 7 advisors left Thrivent Advisor Network, LLC (Minneapolis, MN) for Intentgen Financial Partners on the same day
        Jun 17, 2026 · Team lift-out · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business email
      info@intentgen.comreportedpublished by the firm, firm site, Sep 16, 2026
      Business phone
      630-821-6990reportedpublished by the firm, firm site, Sep 16, 2026
      Firm profile
      linkedin.com/company/intentgenreportedpublic record, Form ADV, Sep 17, 2026
      Website
      INTENTGEN.COMreportedpublic record, Form ADV, Sep 17, 2026
      Principal office phone
      630-821-6990reportedpublic record, Form ADV, Sep 15, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $75.7Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026