DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J••••• C• A•••••••
Feed of 09/14/2026
Also filed as J••••• Carmen A•••••••
At current firm
5 y
since Aug 16, 2021
In the industry
31 y
since Jan 10, 1995 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Aug 16, 2021 · Fort Lauderdale, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 22, 2008 to Aug 16, 2021 · Fort Lauderdale, Fl
- O••••••••• • C•• I••• BD affiliatedAug 2, 2005 to Jul 30, 2008 · Boca Raton, Fl
- M••••• S•••••• D• I••• unclassifiedJan 12, 1995 to May 27, 2005 · Ft.Lauderdale, Fl
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Aug 16, 2021, registered Aug 16, 2021 (0 days) · Wirehouse to wirehouse · moved with a team
- O••••••••• • C•• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 30, 2008, registered Jul 22, 2008 (-8 days) · Other
- M••••• S•••••• D• I••• to O••••••••• • C•• I•••left May 27, 2005, registered Aug 2, 2005 (67 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address