RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• R•••••• G••••••••
- G•••••••• W••••• M••••••••• L•• independent RIA currentsince Apr 12, 2016 · Encino, Ca
- C•••••• G•••• • C• I•• formerApr 27, 2010 to Apr 6, 2016 · Syracuse, Ny
- A•• A•••••• S••••••• L•• unclassifiedMar 12, 2004 to Apr 29, 2010 · Calabasas, Ca
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedJan 3, 2003 to Dec 1, 2003 · Tarzana, Ca
- C•••••• G•••• • C• I•• to G•••••••• W••••• M••••••••• L••left Apr 6, 2016, registered Apr 12, 2016 (6 days) · Other · moved with a team
- A•• A•••••• S••••••• L•• to C•••••• G•••• • C• I••left Apr 29, 2010, registered Apr 27, 2010 (-2 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to A•• A•••••• S••••••• L••left Dec 1, 2003, registered Mar 12, 2004 (102 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address