DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Goodstein Wealth Management LLC
Latest filing Mar 16, 2026
First filing on the tape Feb 9, 2023 · 12 filings
SEC status approved since Apr 24, 2023
RAUM
$114M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$114M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$57.1M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$114M as of Mar 16, 2026
Feb 6, 2024$129M then
HNW client RAUM$93.7M as of Mar 16, 2026
Feb 6, 2024$84.4M then
State-registered IARs (5.B.3)2 as of Mar 16, 2026
Feb 6, 20242 then
Employees (5.A)2 as of Mar 16, 2026
Feb 6, 20242 then
Private funds: no history
RAUM +17% over the last fiscal yearIARs 3 to 2offices 1 to 0
Practice profile
derived from the filing of Mar 16, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $57.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 50derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $415,269derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- -33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$93.7M82%
- Individuals$20.0M18%
- Pension and profit-sharing plans$517,5550.5%
- Individual clients
- 54reported
- HNW clients
- 46reported
- Pension plan clients
- 1reported
- Charitable clients
- 0reported
- Accounts
- 275reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Alan Randall GoodsteinCertified Financial Planner | Encino, Ca | Apr 12, 2016 | 33 y | 3 |
| Yevgeniy Yakovlevi Oktyabrskiy | Encino, Ca | Jul 25, 2024 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- Michael Alejandro Olivarez to Reliance Wealth ManagementAug 20, 2025 · RIA to RIA
- Matthew James Murawski to Murawski Wealth ManagementAug 14, 2024 · RIA to a state-registered adviser
Joined, latest
- Matthew James Murawski from Cadaret Grant & Co IncApr 13, 2016 · Other
- Alan Randall Goodstein from Cadaret Grant & Co IncApr 12, 2016 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Cadaret Grant & Co IncApr 6, 2016 · Encino, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Randall Alan Goodstein · Chief Compliance Officercontrolsince 02/2016 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Encino, Ca · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Mar 16, 2026HNW share of RAUM moved from 23.0% to 82.0% between the annual amendments of 2025-02-17 and 2026-03-16peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 263 to 275Aug 20, 2025 to Mar 16, 2026
- HNW clients · 29 to 46Aug 20, 2025 to Mar 16, 2026
- Individual clients · 70 to 54Aug 20, 2025 to Mar 16, 2026
- Other offices · 1 to 0Aug 20, 2025 to Mar 16, 2026
- Discretionary RAUM · $97.9M to $114MAug 20, 2025 to Mar 16, 2026
- HNW RAUM · $22.3M to $93.7MAug 20, 2025 to Mar 16, 2026
- Individual RAUM · $75.3M to $20.0MAug 20, 2025 to Mar 16, 2026
- Pension RAUM · $356,804 to $517,555Aug 20, 2025 to Mar 16, 2026
- RAUM · $97.9M to $114MAug 20, 2025 to Mar 16, 2026
- Advisory employees · 3 to 2Feb 17, 2025 to Aug 20, 2025
- Employees · 3 to 2Feb 17, 2025 to Aug 20, 2025
- State-registered IARs · 3 to 2Feb 17, 2025 to Aug 20, 2025
- Accounts · 267 to 263Oct 18, 2024 to Feb 17, 2025
- HNW clients · 42 to 29Oct 18, 2024 to Feb 17, 2025
- Individual clients · 57 to 70Oct 18, 2024 to Feb 17, 2025
- Pension plan clients · 0 to 1Oct 18, 2024 to Feb 17, 2025
- Financial planning clients · 1-10 to 11-25Oct 18, 2024 to Feb 17, 2025
- Discretionary RAUM · $99.3M to $97.9MOct 18, 2024 to Feb 17, 2025
- HNW RAUM · $83.9M to $22.3MOct 18, 2024 to Feb 17, 2025
- Individual RAUM · $4.5M to $75.3MOct 18, 2024 to Feb 17, 2025
- Pension RAUM · $0 to $356,804Oct 18, 2024 to Feb 17, 2025
- RAUM · $99.3M to $97.9MOct 18, 2024 to Feb 17, 2025
- Advisory employees · 2 to 3Oct 9, 2024 to Oct 18, 2024
- Employees · 2 to 3Oct 9, 2024 to Oct 18, 2024
- State-registered IARs · 2 to 3Oct 9, 2024 to Oct 18, 2024
- Accounts · 420 to 267Aug 14, 2024 to Oct 9, 2024
- HNW clients · 48 to 42Aug 14, 2024 to Oct 9, 2024
- Individual clients · 118 to 57Aug 14, 2024 to Oct 9, 2024
- Pension plan clients · 11 to 0Aug 14, 2024 to Oct 9, 2024
- Discretionary RAUM · $129M to $99.3MAug 14, 2024 to Oct 9, 2024
- HNW RAUM · $84.4M to $83.9MAug 14, 2024 to Oct 9, 2024
- Individual RAUM · $30.9M to $4.5MAug 14, 2024 to Oct 9, 2024
- Pension RAUM · $13.4M to $0Aug 14, 2024 to Oct 9, 2024
- RAUM · $129M to $99.3MAug 14, 2024 to Oct 9, 2024
- Advisory employees · 3 to 2Jul 25, 2024 to Aug 14, 2024
- Employees · 3 to 2Jul 25, 2024 to Aug 14, 2024
- State-registered IARs · 3 to 2Jul 25, 2024 to Aug 14, 2024
- Other offices · 2 to 1Jul 25, 2024 to Aug 14, 2024
- Advisory employees · 2 to 3Feb 6, 2024 to Jul 25, 2024
- Employees · 2 to 3Feb 6, 2024 to Jul 25, 2024
Signals
3 dated events
- Michael Alejandro Olivarez left Goodstein Wealth Management Llc for Reliance Wealth Management (registered 2026-04-09)Aug 20, 2025 · Advisor changed firm · fact
- Matthew James Murawski left Goodstein Wealth Management Llc for Murawski Wealth Management (registered 2024-08-05)Aug 14, 2024 · Advisor changed firm · fact
- Goodstein Wealth Management Llc filed its initial SEC registration (Form ADV)Feb 9, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- goodplanner.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 818-995-3500reportedpublic record, Form ADV, Mar 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $57.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026