RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• S•••• B••••••••
- A••••••• I••••••••• S••••••••• G••••• L•• i••••••••• wealth currentsince Jan 20, 2021 · Graham, Tx
- O••••••••• S••••••••• I••• BD affiliatedMay 20, 2011 to Dec 22, 2014 · Fort Worth, Tx
- M•• I•••••••• S•••••••• L•• BD affiliatedApr 26, 2008 to May 24, 2011 · Fort Worth, Tx
- E•••••••• A•••••••• L•• national BDJun 19, 2007 to Apr 10, 2008 · Fort Worth, Tx
- G•••••••• F••••••••• I•• unclassifiedFeb 14, 2005 to Jun 22, 2007 · Ft. Worth, Tx
- A•••••• A••••••• S••••••• formerMar 9, 2000 to Mar 31, 2003 · Ft. Worth, Tx
- O••••••••• S••••••••• I••• to A••••••• I••••••••• S••••••••• G••••• L••left Dec 22, 2014, registered Jan 20, 2021 (2221 days) · Other
- M•• I•••••••• S•••••••• L•• to O••••••••• S••••••••• I•••left May 24, 2011, registered May 20, 2011 (-4 days) · Other
- E•••••••• A•••••••• L•• to M•• I•••••••• S•••••••• L••left Apr 10, 2008, registered Apr 26, 2008 (16 days) · Other
- G•••••••• F••••••••• I•• to E•••••••• A•••••••• L••left Jun 22, 2007, registered Jun 19, 2007 (-3 days) · Other
- A•••••• A••••••• S••••••• to G•••••••• F••••••••• I••left Mar 31, 2003, registered Feb 14, 2005 (686 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• WEALTHderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address