RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• M•••••• P••••
- M••••• S•••••• wirehouse currentsince Jun 11, 2015 · El Segundo, Ca
- B••••••• C•••••• I••• formerJul 29, 2010 to Jul 7, 2015 · Los Angeles, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 22, 2000 to Jul 27, 2010 · Beverly Hills, Ca
- B••••••• C•••••• I••• to M••••• S••••••left Jul 7, 2015, registered Jun 11, 2015 (-26 days) · Other · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B••••••• C•••••• I•••left Jul 27, 2010, registered Jul 29, 2010 (2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address