RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• J•• K••••••
- V••••••••• A••••••• S••••••• BD affiliated currentsince Sep 22, 2016 · Freehold, Nj
- L•• F•••••••• L•• BD affiliatedJan 24, 2011 to Aug 10, 2016 · Freehold, Nj
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 12, 2009 to Jan 25, 2011 · Freehold, Nj
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedJun 2, 2005 to Jan 12, 2009 · Freehold, Nj
- U•• F•••••••• S••••••• I••• wirehouseMay 23, 2002 to Feb 23, 2005 · Manalapan, Nj
- L•• F•••••••• L•• to V••••••••• A••••••• S•••••••left Aug 10, 2016, registered Sep 22, 2016 (43 days) · Other
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••left Jan 25, 2011, registered Jan 24, 2011 (-1 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 12, 2009, registered Jan 12, 2009 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to R•••••• J•••• F•••••••• S•••••••• I•••left Feb 23, 2005, registered Jun 2, 2005 (99 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address