DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Tina Seleste Booze
Feed of 09/14/2026
Also filed as Tina Seleste Carter
At current firm
0 y
since Oct 28, 2025
In the industry
33 y
since Aug 20, 1993 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Oneamerica Securities, Inc. BD affiliated currentsince Oct 28, 2025 · Indianapolis, In
- Oneamerica Securities, Inc. BD affiliatedFeb 10, 2020 to Jun 19, 2025 · Indianapolis, In
- Equitable Advisors, LLC national BDOct 6, 2014 to Jul 30, 2019 · Carmel, In
- Concourse Financial Group Advisors formerAug 1, 2013 to Dec 31, 2013 · Carmel, In
- Charles Schwab & Co., Inc. national BDJan 25, 2006 to Feb 26, 2013 · Indianapolis, In
- Banc One Securities Corporation unclassifiedJan 30, 2003 to Jul 23, 2004 · Indianapolis, In
Moves
a registration end followed by a registration begin elsewhere
- Equitable Advisors, LLC to Oneamerica Securities, Inc.left Jul 30, 2019, registered Feb 10, 2020 (195 days) · Affiliated broker-dealer or bank to another
- Concourse Financial Group Advisors to Equitable Advisors, LLCleft Dec 31, 2013, registered Oct 6, 2014 (279 days) · Other
- Charles Schwab & Co., Inc. to Concourse Financial Group Advisorsleft Feb 26, 2013, registered Aug 1, 2013 (156 days) · Other
- Banc One Securities Corporation to Charles Schwab & Co., Inc.left Jul 23, 2004, registered Jan 25, 2006 (551 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address