DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mark Christopher Shoemaker
Feed of 09/15/2026
At current firm
0 y
since Jun 26, 2026
In the industry
33 y
since Jul 1, 1993 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Private Advisor Group, LLC BD affiliated currentsince Jun 26, 2026 · Porterville, Ca
- Mariner Advisor Network BD affiliatedApr 20, 2022 to Jun 26, 2026 · Poterville, Ca
- Cetera Investment Advisers LLC BD affiliatedNov 12, 2020 to Apr 21, 2022 · Porterville, Ca
- First Allied Advisory Services, Inc. formerJul 2, 2012 to Nov 12, 2020 · Porterville, Ca
- Pacific Wealth Strategies Group, Inc. independent RIAJun 28, 2010 to May 19, 2022 · Porterville, Ca
- First Allied Securities, Inc. formerJun 19, 2003 to Jul 2, 2012 · Porterville, Ca
Moves
a registration end followed by a registration begin elsewhere
- Mariner Advisor Network to Private Advisor Group, LLCleft Jun 26, 2026, registered Jun 26, 2026 (0 days) · corporate re-registration, not a move
- Pacific Wealth Strategies Group, Inc. to First Allied Advisory Services, Inc.left May 19, 2022, registered Jul 2, 2012 (-3608 days) · Other
- Cetera Investment Advisers LLC to Mariner Advisor Networkleft Apr 21, 2022, registered Apr 20, 2022 (-1 days) · Affiliated broker-dealer or bank to independent RIA
- First Allied Advisory Services, Inc. to Cetera Investment Advisers LLCleft Nov 12, 2020, registered Nov 12, 2020 (0 days) · corporate re-registration, not a move
- First Allied Securities, Inc. to Pacific Wealth Strategies Group, Inc.left Jul 2, 2012, registered Jun 28, 2010 (-735 days) · Other
Signals
- Mark Christopher Shoemaker left Pacific Wealth Strategies Group, Inc. for First Allied Advisory Services, Inc. (registered 2012-07-02)May 19, 2022 · Advisor changed firm · fact
- Mark Christopher Shoemaker left Cetera Investment Advisers Llc for Mariner Advisor Network (registered 2022-04-20)Apr 21, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address