RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• E•••• T•••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Apr 25, 2023 · Orlando, Fl
- S••••• F•••••••• G•••• I•• formerDec 3, 2019 to May 20, 2021 · Oviedoo, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDAug 2, 2010 to Dec 2, 2019 · Orlando, Fl
- S••••••• F•••••••• S•••••••• I••• formerJul 16, 2009 to Aug 4, 2010 · Orlando, Fl
- W•••••• • R••• formerAug 15, 2007 to Mar 24, 2009 · Maitland, Fl
- A•••••• I••••••••• M••••••••• C•••••• L•• unclassifiedJun 8, 2005 to Nov 10, 2005 · Birmingham, Al
- A••••••••• F•••••••• S•••••••• L•• national BDDec 1, 1994 to Sep 25, 2003 · Clearwater, Fl
- S••••• F•••••••• G•••• I•• to C••••• I••••••••• A••••••• L••left May 20, 2021, registered Apr 25, 2023 (705 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to S••••• F•••••••• G•••• I••left Dec 2, 2019, registered Dec 3, 2019 (1 days) · Affiliated broker-dealer or bank to another
- S••••••• F•••••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Aug 4, 2010, registered Aug 2, 2010 (-2 days) · Other
- W•••••• • R••• to S••••••• F•••••••• S•••••••• I•••left Mar 24, 2009, registered Jul 16, 2009 (114 days) · Other
- A•••••• I••••••••• M••••••••• C•••••• L•• to W•••••• • R•••left Nov 10, 2005, registered Aug 15, 2007 (643 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to A•••••• I••••••••• M••••••••• C•••••• L••left Sep 25, 2003, registered Jun 8, 2005 (622 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address