RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• K•• B••••
- I••••••••• A•••••• A•••••••• L•• i••••••••• wealth currentsince May 26, 2026 · Charlotte, Nc
- M•• I•••••••• S•••••••• L•• BD affiliatedJul 21, 2010 to May 1, 2013 · St. Augustine, Fl
- C•••••••• F••••••••• I••• BD affiliatedDec 9, 2008 to Jun 9, 2010 · Athens, Ga
- M•• I•••••••• S•••••••• L•• to I••••••••• A•••••• A•••••••• L••left May 1, 2013, registered May 26, 2026 (4773 days) · Other
- C•••••••• F••••••••• I••• to M•• I•••••••• S•••••••• L••left Jun 9, 2010, registered Jul 21, 2010 (42 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• WEALTHderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address