DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Cincinnati Analysts, Inc

Former SEC-registered adviserCincinnati, OhioCRD 5478SEC 801-9678IAPD
Latest filing Jun 1, 2012
First filing on the tape Mar 29, 2012 · 7 filings
RAUM
$2.1B
reported, Item 5.F
Discretionary
38%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
n/a
n/a advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$2.1B as of Jun 1, 2012
Mar 29, 2012$2.1B then
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 1, 2012; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$255,654derivedRAUM over accounts (5.F.2.f)
Discretionary
38%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived6 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, publications, educational seminarsreportedItem 5.G
Ownership
controlled by a public reporting companyderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is a broker-dealer (6.A.1)
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
8,136reported
Financial planning clients
251-500reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Kenneth Anthony Madsen · Chief Compliance Officercontrol
    since 09/2009 · owns less than 5%
  • Jill Tripp Mcgruder · Ceocontrol
    since 03/2012 · owns less than 5%
  • Terrie Ann Wiedenheft · Cfocontrol
    since 03/2012 · owns less than 5%
Entity owners
  • Columbus Life Insurance Company · Owner
    direct · owns 75% or more
  • Western & Southern Life Insurance Company · Shareholder
    indirect · owns 75% or more of Columbus Life Insurance Company
  • Western & Southern Mutual Holding Company · Parent
    indirect · owns 75% or more of Western& Southern Financial Group, Inc
  • Western And Southern Financial Group, Inc · Parent
    indirect · owns 75% or more of Western And Southern Life Insurance Company
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
  • Cleveland, OH
  • Quincy, MA
  • Shaker Heights, OH
  • Southfield, MI
  • Woodland Hills, CA
What changed
consecutive filings, newest first
  • Legal name · CAPITAL ANALYSTS, INCORPORATED to CINCINNATI ANALYSTS, INC.
    Jun 1, 2012 to Jun 1, 2012
  • Business name · CAPITAL ANALYSTS INCORPORATED to CINCINNATI ANALYSTS, INC
    Jun 1, 2012 to Jun 1, 2012
  • Legal name · CINCINNATI ANALYSTS, INC. to CINCINNATI ANALYSTS, INC
    Jun 1, 2012 to Jun 1, 2012
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026