DFX Intelligence
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Registered advisor
M•••••• D•••• B••••••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as M••• D•••• B••••••
At current firm
4 y
since Sep 30, 2021
In the industry
32 y
since Nov 23, 1993 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••• F••• I••••••••• M••••••••• C•••• asset manager currentsince Sep 30, 2021 · Frisco, Tx
- S•••• F••• I••••••••• M••••••••• C•••• asset managerAug 17, 2018 to Jan 20, 2020 · Frisco, Tx
- M•• F•••••••• S•••••••• I••• formerNov 5, 1998 to Jun 17, 2002 · Indianapolis, In
Moves
a registration end followed by a registration begin elsewhere
- M•• F•••••••• S•••••••• I••• to S•••• F••• I••••••••• M••••••••• C••••left Jun 17, 2002, registered Aug 17, 2018 (5905 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address