J•••• K•••• W•••••••

• K••••• A••••••• S•••••••• L•• BD affiliated current
  since Sep 15, 2026 · Austin, Tx
• K••••• A••••••• S•••••••• L•• BD affiliated current
  since Sep 15, 2026 · Austin, Tx
• C••••••••• F•••••••• N•••••• national BD current
  since Dec 6, 2019 · Tell City, In
• C••••••••• F•••••••• N•••••• national BD
  Dec 6, 2019 to Sep 20, 2026 · Waltham, Ma
• A••••••••• F•••••••• S•••••••• L•• national BD
  Dec 14, 1998 to Dec 11, 2019 · Tell City, In

• C••••••••• F•••••••• N•••••• to K••••• A••••••• S•••••••• L••
  left Sep 20, 2026, registered Sep 15, 2026 (-5 days) · Affiliated broker-dealer or bank to another · moved with a team
• A••••••••• F•••••••• S•••••••• L•• to C••••••••• F•••••••• N••••••
  left Dec 11, 2019, registered Dec 6, 2019 (-5 days) · Affiliated broker-dealer or bank to another

• ••• Locked
  Sep 20, 2026 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

32derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address