RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• C•••••• L••••••
- S•••••••• A•••••• N•••••• independent RIA currentsince Jan 1, 2025 · Brighton, Mi
- H••••••••• F•••••••• A••••••• BD affiliatedFeb 1, 2017 to Aug 3, 2017 · Flint, Mi
- L•• F•••••••• L•• BD affiliatedMar 4, 2008 to Feb 1, 2017 · South Lyon, Mi
- I••• S••••••••• I••• unclassifiedOct 17, 2006 to Mar 4, 2008 · Flint, Mi
- H••••••••• F•••••••• A••••••• to S•••••••• A•••••• N••••••left Aug 3, 2017, registered Jan 1, 2025 (2708 days) · Other
- L•• F•••••••• L•• to H••••••••• F•••••••• A•••••••left Feb 1, 2017, registered Feb 1, 2017 (0 days) · corporate re-registration, not a move
- I••• S••••••••• I••• to L•• F•••••••• L••left Mar 4, 2008, registered Mar 4, 2008 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address