DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••••• R• L••••••

L•••••• W••••• M•••••••••formerSarasota, FlIA-onlyIAPD 2401031

Feed of 09/14/2026

Also filed as J•••••• Robert L••••••

At current firm

2 y

since Oct 17, 2023

In the industry

32 y

since Mar 10, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Professional profile: LinkedIn.com/in/jeffrey-lashley-554817154reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

L•••••• W••••• M••••••••• former current
since Oct 17, 2023 · Sarasota, Fl
N•••••• F•••••••• G••••• I••• independent RIA
Aug 16, 2021 to Nov 8, 2023 · Cedar Rapids, Ia
W•••• F•••• A••••••• wirehouse
Dec 6, 2005 to Aug 24, 2021 · Sarasota, Fl
M••••• S•••••• D• I••• unclassified
Jul 11, 2003 to Dec 6, 2005 · Overlandpark, Ks
U•• F•••••••• S••••••• I••• wirehouse
Jan 3, 2000 to Jul 30, 2003 · Overland Park, Ks

Moves

a registration end followed by a registration begin elsewhere

N•••••• F•••••••• G••••• I••• to L•••••• W••••• M•••••••••
left Nov 8, 2023, registered Oct 17, 2023 (-22 days) · RIA to a newly registered adviser
W•••• F•••• A••••••• to N•••••• F•••••••• G••••• I•••
left Aug 24, 2021, registered Aug 16, 2021 (-8 days) · Wirehouse to independent RIA
M••••• S•••••• D• I••• to W•••• F•••• A•••••••
left Dec 6, 2005, registered Dec 6, 2005 (0 days) · Other
U•• F•••••••• S••••••• I••• to M••••• S•••••• D• I•••
left Jul 30, 2003, registered Jul 11, 2003 (-19 days) · Other

Signals

J•••••• R• L•••••• left N•••••• F•••••••• G••••• I••• for L•••••• W••••• M••••••••• (registered 2023-10-17)
Nov 8, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Former SEC-registered adviserderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address