D•••• M••• C•••••••

• O•••• W•••••• I••• BD affiliated current
  since Jul 14, 2025 · Findlay, Oh
• L•• F•••••••• L•• BD affiliated
  Sep 27, 2013 to Jul 24, 2025 · Findlay, Oh
• H••••••••• F•••••••• A••••••• BD affiliated
  Aug 7, 2007 to Sep 27, 2013 · Findlay, Oh
• N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• former
  Apr 17, 2003 to Aug 1, 2007 · Monroeville, Pa

• L•• F•••••••• L•• to O•••• W•••••• I•••
  left Jul 24, 2025, registered Jul 14, 2025 (-10 days) · Affiliated broker-dealer or bank to another
• H••••••••• F•••••••• A••••••• to L•• F•••••••• L••
  left Sep 27, 2013, registered Sep 27, 2013 (0 days) · Other
• N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to H••••••••• F•••••••• A•••••••
  left Aug 1, 2007, registered Aug 7, 2007 (6 days) · Other

• ••• Locked
  Jul 24, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

32derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address