DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Debra Lynn Oswald
Feed of 09/14/2026
Also filed as Debbie Staton
At current firm
5 y
since Jan 2, 2021
In the industry
32 y
since Nov 3, 1993 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Wealth Enhancement Advisory Services, LLC BD affiliated currentsince Jan 2, 2021 · Plymouth, Mn
- Sva Wealth Management, LLC formerJan 3, 2012 to Jan 13, 2021 · Madison, Wi
- Sva Wealth Management, Inc. unclassifiedMar 5, 2001 to Jan 3, 2012 · Madison, Wi
Moves
a registration end followed by a registration begin elsewhere
- Sva Wealth Management, LLC to Wealth Enhancement Advisory Services, LLCleft Jan 13, 2021, registered Jan 2, 2021 (-11 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Sva Wealth Management, Inc. to Sva Wealth Management, LLCleft Jan 3, 2012, registered Jan 3, 2012 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address