RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- W••••••••• A••••••• independent RIA currentsince Nov 9, 2020 · Westport, Ct
- B•••••• M•••••• C•••••• M••••••••• formerJun 11, 2020 to Oct 29, 2020 · Fairfield, Ct
- G••• G••••••• P••••••• S••••••• formerMar 16, 2017 to Apr 6, 2020 · Locust Valley, Ny
- G••• G••••••• P••••••• S••••••• I•• formerFeb 8, 2005 to Mar 18, 2015 · Suffern, Ny
- N•••••••• B••••• B• L•• no RAUMJul 26, 2002 to Sep 6, 2002 · New York, Ny
- B•••••• M•••••• C•••••• M••••••••• to W••••••••• A•••••••left Oct 29, 2020, registered Nov 9, 2020 (11 days) · RIA to RIA
- G••• G••••••• P••••••• S••••••• to B•••••• M•••••• C•••••• M•••••••••left Apr 6, 2020, registered Jun 11, 2020 (66 days) · RIA to a newly registered adviser
- G••• G••••••• P••••••• S••••••• I•• to G••• G••••••• P••••••• S•••••••left Mar 18, 2015, registered Mar 16, 2017 (729 days) · channel change inside one enterprise, not a move · moved with a team
- N•••••••• B••••• B• L•• to G••• G••••••• P••••••• S••••••• I••left Sep 6, 2002, registered Feb 8, 2005 (886 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address