DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

B•••••• M•••••• C•••••• M•••••••••

Former SEC-registered adviserFairfield, ConnecticutCRD 309130SEC 801-118827IAPD
Legal name B•••••• M•••••• C•••••• M••••••••• L••
Latest filing Sep 29, 2020
First filing on the tape Apr 30, 2020 · 8 filings
RAUM
$140M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$140M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$140M as of Sep 29, 2020
Apr 30, 2020$0 then
HNW client RAUM$140M as of Sep 29, 2020
Sep 21, 2020$140M then
State-registered IARs (5.B.3)1 as of Sep 29, 2020
Apr 30, 20201 then
Employees (5.A)1 as of Sep 29, 2020
Apr 30, 20201 then
Private funds: no history
Practice profile
derived from the filing of Sep 29, 2020; every figure names its basis
RAUM per advisor
$140MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$6.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$140M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
23reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • P••••••• O••••• · Cco And Managing Membercontrol
    since 04/2020 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 0 to 23
    Jun 29, 2020 to Sep 21, 2020
  • HNW RAUM · unset to 140000000.0
    Jun 29, 2020 to Sep 21, 2020
  • Non-discretionary RAUM · $0 to $140M
    Jun 29, 2020 to Sep 21, 2020
  • RAUM · $0 to $140M
    Jun 29, 2020 to Sep 21, 2020
Signals
1 dated events
  • B•••••• M•••••• C•••••• M••••••••• filed its initial SEC registration (Form ADV)
    Apr 30, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026