DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Optivise Advisory Services LLC
Latest filing Jul 14, 2026
First filing on the tape Apr 4, 2019 · 62 filings
SEC status approved since May 3, 2019
RAUM
$288M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$287M individuals and HNW
Advisors
22
registered through the firm on IAPD
RAUM per advisor
$13.1M
derived; firm RAUM over IAPD count
Employees
25
22 advisory (5.B.1)
Offices
21
beyond the principal office
Private funds
0
reported on Schedule D
History
62 filings and snapshots on the tape
RAUM$288M as of Jul 14, 2026
Apr 1, 2020$133M then
HNW client RAUM$116M as of Jul 14, 2026
Apr 1, 2020$35.1M then
State-registered IARs (5.B.3)22 as of Jul 14, 2026
Apr 1, 202034 then
Employees (5.A)25 as of Jul 14, 2026
Apr 1, 202034 then
Private funds: no history
RAUM +7.7% over the last fiscal year+7.1% a year over threeIARs 22 to 22offices 22 to 21
Practice profile
derived from the filing of Jul 14, 2026; every figure names its basis
- RAUM per advisor
- $13.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 56derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $156,317derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 1.0derived22 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.7%derived
- Compensation
- percentage of assets, hourly, fixed fees, subscriptionreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$171M59%
- High-net-worth individuals$116M40%
- Corporations and businesses$433,0660.2%
- Charitable organizations$354,0970.1%
- Individual clients
- 1,180reported
- HNW clients
- 47reported
- Pension plan clients
- 0reported
- Charitable clients
- n/areported
- Accounts
- 1,842reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
20 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Craig Steven Black | Franklin, Tn | Jan 30, 2020 | 14 y | 2 |
| Gary Paul Robertson | North Little Rock, Ar | Jan 4, 2021 | 16 y | 2 |
| Kyle R Lewie | Waco, Tx | Jan 4, 2021 | 32 y | 8 |
| Allen Parnell Hargis | Hot Springs Village, Ar | Jan 4, 2021 | 43 y | 6 |
| Kevin Dean Moss | Arlington, Tx | Jan 4, 2021 | 25 y | 2 |
| James Alan Schumaker | Layayette, In | Jan 4, 2021 | 11 y | 2 |
| Britton Nathanial Ouellette | San Antonio, Tx | Jan 4, 2021 | 15 y | 3 |
| Stacey Dean Andres | Spring Hill, Tn | Jan 5, 2021 | 13 y | 3 |
| Judith Darlene TuckerCertified Financial Planner | Scotts Hill, Tn | Jan 5, 2021 | 30 y | 4 |
| Cory Shane ColquettePersonal Financial Specialist | Chattanooga, Tn | Jan 5, 2021 | 18 y | 7 |
| Frank O AkridgeCertified Financial Planner | Woodstock, Ga | Jan 8, 2021 | 25 y | 6 |
| James Ray Skillings | Fayetteville, Ar | Jan 8, 2021 | 24 y | 4 |
| Jennifer Megan Scherer | Franklin, Tn | Jan 20, 2021 | 13 y | 3 |
| Steven Anthony Bassetto | Appleton, Wi | Feb 16, 2021 | 38 y | 4 |
| Rory Kyle Davis | Franklin, Tn | Mar 25, 2021 | 26 y | 5 |
| Michael Ray Wallin | Franklin, Tn | Apr 6, 2021 | 25 y | 5 |
| Brett Wright | Franklin, Tn | May 3, 2023 | 11 y | 0 |
| Cory Bruce Carlton | Franklin, Tn | Dec 20, 2024 | 10 y | 1 |
| Paul Allan Dyer | Hampden, Me | May 16, 2025 | 27 y | 4 |
| Sarah S Johnson | Pine Island, Mn | Feb 4, 2026 | 25 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- Byron Richard Ison to Sequent Planning, LLCJul 16, 2025 · RIA to RIA
- Laura Helen Stover to Virtue Capital Management, LLCDec 4, 2024 · RIA to RIA
- Angelica Roxas to Secure Investment Management, LLCJan 20, 2023 · RIA to RIA
- Malissa Marie Mcnanna to Black Knight Wealth Management, LLCDec 31, 2021 · RIA to RIA
- Yvette Spillman to Oneamerica Securities, Inc.Nov 9, 2021 · RIA to affiliated broker-dealer or bank
- Anthony Aaron Wright to Retirement Specialty Group, Inc.Sep 7, 2021 · RIA to RIA
- Richard Lee Kagy to Black Knight Wealth Management, LLCFeb 5, 2021 · RIA to RIA
- John Allen Wingo to Wingo Asset Management, LLCMay 15, 2020 · RIA to a state-registered adviser
- Christopher John Corjay to Black Knight Wealth Management, LLCMay 1, 2020 · RIA to RIA
Joined, latest
- Sarah S Johnson from Osaic Wealth, Inc.Feb 4, 2026 · Affiliated broker-dealer or bank to independent RIA
- Byron Richard Ison from First Advisors National, LLCJan 7, 2025 · RIA to RIA
- Cory Bruce Carlton from First Advisors National, LLCDec 20, 2024 · RIA to RIA
- Steven Anthony Bassetto from Financial Gravity Asset Management, Inc.Feb 16, 2021 · RIA to RIA
- Jennifer Megan Scherer from Td Ameritrade, Inc.Jan 20, 2021 · Other
- Yvette Spillman from Virtue Capital Management, LLCMar 26, 2020 · RIA to a newly registered adviser
- Judith Darlene Tucker from MML Investors Services, LLCFeb 5, 2020 · Affiliated broker-dealer or bank to a newly registered adviser
- Craig Steven Black from Ae Wealth Management, LLCJan 30, 2020 · RIA to a newly registered adviser
- Gary Paul Robertson from Brookstone Capital Management LLCJan 16, 2020 · RIA to a newly registered adviser
- Cory Shane Colquette from Southbridge Advisors, LLCJan 6, 2020 · Other
- Richard Lee Kagy from Foresight Investment Advisors, LLCJan 3, 2020 · Other
- Allen Parnell Hargis from Panthrex Asset Management LLCNov 4, 2019 · RIA to a newly registered adviser
- Britton Nathanial Ouellette from Panthrex Asset Management LLCNov 4, 2019 · RIA to a newly registered adviser
- Paul Allan Dyer from Virtue Capital Management, LLCOct 23, 2019 · RIA to a newly registered adviser
- Michael Ray Wallin from Arete Wealth Advisors, LLCOct 21, 2019 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Panthrex Asset Management LLCDec 31, 2019 · Arlington, Tx
- 2 joined from Blue Duck Wealth ManagementJun 28, 2019 · Roswell, Ga
- 2 joined from Virtue Capital Management, LLCJun 3, 2019 · Spring Hill, Tn
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Shane Cory Colquette · Membercontrolsince 02/2020 · owns 10% to 25%
- Parnell Allen Hargis · Membercontrolsince 05/2019 · owns 25% to 50%
- Ray Michael Wallin · Managing Member / Chief Compliance Officercontrolsince 02/2019 · owns 25% to 50%
Related persons
Schedule D 7.A
- Michael R Wallinreal estatey
Advisers that list Optivise Advisory Services LLC as a related person
- 281619 y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Franklin, Tn · principal | 8 | 1 | 0 | ||
| Spring Hill, Tn | 2 | 0 | 0 | ||
| Bryan, Oh | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Spring Hill, FL2 employees
- Franklin, TN2 employees
- Bryan, OH1 employees
- Chattanooga, TN1 employees
- Columbia, TN1 employees
- Definance, OH1 employees
- Fayetteville, AR1 employees
- Hot Springs Village, AR1 employees
- Humble, TX1 employees
- Lafayette, IN1 employees
- Maumelle, AR1 employees
- San Antonio, TX1 employees
- Scotts Hill, TN1 employees
- Signal Hill, CA1 employees
- Sparta, TN1 employees
- Appleton, WI1 employees
- , 1 employees
- Bangor, ME1 employees
What changed
consecutive filings, newest first
- Accounts · 1,761 to 1,842Feb 4, 2026 to Mar 27, 2026
- Corporate clients · 9 to 6Feb 4, 2026 to Mar 27, 2026
- HNW clients · 39 to 47Feb 4, 2026 to Mar 27, 2026
- Individual clients · 1,168 to 1,180Feb 4, 2026 to Mar 27, 2026
- Insurance-licensed employees · 0 to 1Feb 4, 2026 to Mar 27, 2026
- Financial planning clients · 11-25 to 1-10Feb 4, 2026 to Mar 27, 2026
- Other offices · 22 to 21Feb 4, 2026 to Mar 27, 2026
- Discretionary RAUM · $267M to $288MFeb 4, 2026 to Mar 27, 2026
- HNW RAUM · $119M to $116MFeb 4, 2026 to Mar 27, 2026
- Individual RAUM · $144M to $171MFeb 4, 2026 to Mar 27, 2026
- RAUM · $267M to $288MFeb 4, 2026 to Mar 27, 2026
- Financial planning clients · 11-25 to 11-25Mar 31, 2025 to May 28, 2025
- Accounts · 1,611 to 1,761Mar 26, 2024 to Mar 31, 2025
- Advisory employees · 23 to 22Mar 26, 2024 to Mar 31, 2025
- Charity clients · 0.0 to unsetMar 26, 2024 to Mar 31, 2025
- Corporate clients · 0 to 9Mar 26, 2024 to Mar 31, 2025
- HNW clients · 55 to 39Mar 26, 2024 to Mar 31, 2025
- Individual clients · 896 to 1,168Mar 26, 2024 to Mar 31, 2025
- Employees · 23 to 25Mar 26, 2024 to Mar 31, 2025
- State-registered IARs · 23 to 22Mar 26, 2024 to Mar 31, 2025
- Discretionary RAUM · $248M to $267MMar 26, 2024 to Mar 31, 2025
- HNW RAUM · $65.8M to $119MMar 26, 2024 to Mar 31, 2025
- Individual RAUM · $189M to $144MMar 26, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $6.4M to $0Mar 26, 2024 to Mar 31, 2025
- RAUM · $255M to $267MMar 26, 2024 to Mar 31, 2025
- Accounts · 1,978 to 1,611Apr 24, 2023 to Mar 26, 2024
- Advisory employees · 20 to 23Apr 24, 2023 to Mar 26, 2024
- HNW clients · 315 to 55Apr 24, 2023 to Mar 26, 2024
- Individual clients · 1,663 to 896Apr 24, 2023 to Mar 26, 2024
- Employees · 20 to 23Apr 24, 2023 to Mar 26, 2024
- State-registered IARs · 20 to 23Apr 24, 2023 to Mar 26, 2024
- Other offices · 19 to 22Apr 24, 2023 to Mar 26, 2024
- Discretionary RAUM · $235M to $248MApr 24, 2023 to Mar 26, 2024
- HNW RAUM · $41.2M to $65.8MApr 24, 2023 to Mar 26, 2024
- Individual RAUM · $193M to $189MApr 24, 2023 to Mar 26, 2024
- Non-discretionary RAUM · $0 to $6.4MApr 24, 2023 to Mar 26, 2024
- RAUM · $235M to $255MApr 24, 2023 to Mar 26, 2024
- Accounts · 1,691 to 1,978Feb 11, 2022 to Mar 28, 2023
- Advisory employees · 24 to 20Feb 11, 2022 to Mar 28, 2023
- HNW clients · 210 to 315Feb 11, 2022 to Mar 28, 2023
Signals
11 dated events
- Byron Richard Ison left Optivise Advisory Services Llc for Sequent Planning, Llc (registered 2025-07-07)Jul 16, 2025 · Advisor changed firm · fact
- Laura Helen Stover left Optivise Advisory Services Llc for Virtue Capital Management, Llc (registered 2024-12-04)Dec 4, 2024 · Advisor changed firm · fact
- Angelica Roxas left Optivise Advisory Services Llc for Secure Investment Management, Llc (registered 2023-01-20)Jan 20, 2023 · Advisor changed firm · fact
- Optivise Advisory Services Llc reported 23 offices beyond its principal office, down from 28 (2021-02-03 to 2021-02-18)Feb 18, 2021 · Office count change · derived
- Optivise Advisory Services Llc reported 27 offices beyond its principal office, up from 21 (2020-02-27 to 2020-04-01)Apr 1, 2020 · Office count change · derived
- Shane Cory Colquette (Member) appeared on Schedule A of Optivise Advisory Services LlcApr 1, 2020 · Control person joined · fact
- Optivise Advisory Services Llc reported 20 offices beyond its principal office, up from 14 (2020-01-02 to 2020-01-02)Jan 2, 2020 · Office count change · derived
- Optivise Advisory Services Llc reported 25 state-registered advisory representatives, up from 15 (2020-01-02 to 2020-01-02)Jan 2, 2020 · Advisor headcount change · derived
- Optivise Advisory Services Llc reported 15 offices beyond its principal office, up from 8 (2019-07-19 to 2019-08-09)Aug 9, 2019 · Office count change · derived
- Parnell Allen Hargis (Member) appeared on Schedule A of Optivise Advisory Services LlcApr 12, 2019 · Control person joined · fact
- Optivise Advisory Services Llc filed its initial SEC registration (Form ADV)Apr 4, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/optivise-advisory-servicesreportedpublic record, Form ADV, Sep 17, 2026
- Website
- optiviseria.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 855-378-1806reportedpublic record, Form ADV, Jul 14, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $13.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026