RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• B•••• H••••
- L•• F•••••••• L•• BD affiliated currentsince Nov 12, 2024 · Boise, Id
- W•••• F•••• A••••••• wirehouseOct 24, 2014 to Nov 13, 2024 · Boise, Id
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 23, 2009 to Oct 28, 2014 · Boise, Id
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedOct 1, 2008 to Oct 23, 2009 · Boise, Id
- A••••••••• A•••••• S•••••••• I••• unclassifiedJun 25, 2003 to Oct 3, 2008 · Bellevue, Wa
- C•••••• L•• independent RIAOct 17, 2002 to Jun 25, 2003 · Bellevue, Wa
- W•••• F•••• A••••••• to L•• F•••••••• L••left Nov 13, 2024, registered Nov 12, 2024 (-1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Oct 28, 2014, registered Oct 24, 2014 (-4 days) · Wirehouse to wirehouse
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
- A••••••••• A•••••• S•••••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Oct 3, 2008, registered Oct 1, 2008 (-2 days) · Other
- C•••••• L•• to A••••••••• A•••••• S•••••••• I•••left Jun 25, 2003, registered Jun 25, 2003 (0 days) · corporate re-registration, not a move
- R••••• B•••• H•••• left W•••• F•••• A••••••• for L•• F•••••••• L•• (registered 2024-11-12)Nov 13, 2024 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address