RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• P••••• W•••••••••
- S•••••• W••••• M••••••••• I••• independent RIA currentsince Nov 17, 2025 · San Rafael, Ca
- J••• M••••• P•••••• W••••• A••••••• L•• formerSep 29, 2010 to Dec 18, 2012 · San Francisco, Ca
- C••••• S••••• S••••••••• •••• L•• formerAug 12, 2005 to Mar 13, 2006 · San Francisco, Ca
- A• G• E•••••• • S•••• I••• unclassifiedMar 10, 2004 to Jul 19, 2005 · Walnut Creek, Ca
- U•• F•••••••• S••••••• I••• wirehouseMar 2, 2001 to Mar 10, 2003 · San Francisco, Ca
- J••• M••••• P•••••• W••••• A••••••• L•• to S•••••• W••••• M••••••••• I•••left Dec 18, 2012, registered Nov 17, 2025 (4717 days) · Other
- C••••• S••••• S••••••••• •••• L•• to J••• M••••• P•••••• W••••• A••••••• L••left Mar 13, 2006, registered Sep 29, 2010 (1661 days) · Other
- A• G• E•••••• • S•••• I••• to C••••• S••••• S••••••••• •••• L••left Jul 19, 2005, registered Aug 12, 2005 (24 days) · Other
- U•• F•••••••• S••••••• I••• to A• G• E•••••• • S•••• I•••left Mar 10, 2003, registered Mar 10, 2004 (366 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address