RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••••••• G•••
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince May 19, 2026 · Austin, Tx
- C••••••••• F•••••••• N•••••• national BDFeb 24, 2023 to May 21, 2026 · Freehold, Nj
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Feb 28, 2023 · Wall Township, Nj
- M•• F•••••••• S•••••••• I••• formerJan 2, 2015 to Mar 25, 2017 · Wall Township, Nj
- N•• E•••••• S••••••••• C••••••••• formerMay 23, 2005 to Jan 2, 2015 · Neptune, Nj
- C••••••••• F•••••••• N•••••• to K••••• A••••••• S•••••••• L••left May 21, 2026, registered May 19, 2026 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
- M•• I•••••••• S•••••••• L•• to C••••••••• F•••••••• N••••••left Feb 28, 2023, registered Feb 24, 2023 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- N•• E•••••• S••••••••• C••••••••• to M•• F•••••••• S•••••••• I•••left Jan 2, 2015, registered Jan 2, 2015 (0 days) · corporate re-registration, not a move
- A••••••••• G••• left C••••••••• F•••••••• N•••••• for K••••• A••••••• S•••••••• L•• (registered 2026-05-19)May 21, 2026 · Advisor changed firm · fact
- A••••••••• G••• left M•• I•••••••• S•••••••• L•• for C••••••••• F•••••••• N•••••• (registered 2023-02-24)Feb 28, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address