RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• A••••• M••••••••
- M• C•••••• A••••••• asset manager currentsince Sep 14, 2017 · Valencia, Ca
- C•••••••• W••••• M••••••••• formerJan 2, 2008 to Aug 15, 2017 · Valencia, Ca
- V••••••••• F•••••••• A•••••••• I••• unclassifiedJan 14, 2005 to Nov 22, 2006 · Valencia, Ca
- F••••• I••••••••• independent RIAOct 9, 2003 to Aug 2, 2004 · Valencia, Ca
- C•••••••• W••••• M••••••••• to M• C•••••• A•••••••left Aug 15, 2017, registered Sep 14, 2017 (30 days) · Other
- V••••••••• F•••••••• A•••••••• I••• to C•••••••• W••••• M•••••••••left Nov 22, 2006, registered Jan 2, 2008 (406 days) · Other
- F••••• I••••••••• to V••••••••• F•••••••• A•••••••• I•••left Aug 2, 2004, registered Jan 14, 2005 (165 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address