RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• H•••• D••••
- L•• F•••••••• L•• BD affiliated currentsince Jul 28, 2025 · Hunt Valley, Md
- F•• W••••• M••••••••• formerJun 16, 2015 to Jul 8, 2025 · Baltimore, Md
- P•• W••••• M••••••••• BD affiliatedSep 17, 2007 to Apr 4, 2008 · Bel Air, Md
- M••••••••• B•••••••• S•••••••• I••• unclassifiedFeb 9, 2005 to Sep 17, 2007 · Baltimore, Md
- P•• C•••••• A•••••••• I••• unclassifiedDec 6, 2002 to Feb 9, 2005 · Baltimore, Md
- M••••• S•••••• D• I••• unclassifiedApr 23, 1997 to Aug 20, 2002 · Lutherville, Md
- F•• W••••• M••••••••• to L•• F•••••••• L••left Jul 8, 2025, registered Jul 28, 2025 (20 days) · Other
- P•• W••••• M••••••••• to F•• W••••• M•••••••••left Apr 4, 2008, registered Jun 16, 2015 (2629 days) · Other
- M••••••••• B•••••••• S•••••••• I••• to P•• W••••• M•••••••••left Sep 17, 2007, registered Sep 17, 2007 (0 days) · Other
- P•• C•••••• A•••••••• I••• to M••••••••• B•••••••• S•••••••• I•••left Feb 9, 2005, registered Feb 9, 2005 (0 days) · Other
- M••••• S•••••• D• I••• to P•• C•••••• A•••••••• I•••left Aug 20, 2002, registered Dec 6, 2002 (108 days) · Other
- C••••••••• H•••• D•••• left F•• W••••• M••••••••• for L•• F•••••••• L•• (registered 2025-07-28)Jul 8, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address