M•••••• S••• R••••••••

• M•• I•••••••• S•••••••• L•• BD affiliated current
  since Feb 24, 2004 · Fort Worth, Tx
• H•• A•••••••• L••••• unclassified
  Feb 19, 2004 to Dec 31, 2006 · Dallas, Tx
• H•••••• T••••••• • K•••• L•• independent RIA
  Jan 21, 2003 to Sep 26, 2003 · Ft. Worth, Tx

• H•• A•••••••• L••••• to M•• I•••••••• S•••••••• L••
  left Dec 31, 2006, registered Feb 24, 2004 (-1041 days) · Other
• H•••••• T••••••• • K•••• L•• to H•• A•••••••• L•••••
  left Sep 26, 2003, registered Feb 19, 2004 (146 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

32derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address