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Registered advisor
R••••• M••• B••••••••
Feed of 09/14/2026
Also filed as R••••• M B••••••••
At current firm
12 y
since Oct 3, 2013
In the industry
32 y
since Dec 14, 1993 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••••• M••••••••• S•••• L•• BD affiliated currentsince Oct 3, 2013 · West Hartford, Ct
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 8, 2006 to Oct 4, 2013 · West Hartford, Ct
- A•••••• I••• unclassifiedNov 26, 2004 to Mar 8, 2006 · West Hartford, Ct
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 1, 1999 to Dec 6, 2004 · Hartford, Ct
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••••• M••••••••• S•••• L••left Oct 4, 2013, registered Oct 3, 2013 (-1 days) · Other
- A•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 8, 2006, registered Mar 8, 2006 (0 days) · corporate re-registration, not a move
- C•••••••• G••••• M•••••• I••• to A•••••• I•••left Dec 6, 2004, registered Nov 26, 2004 (-10 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address