RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••• F••••••• S•••••
- L•• F•••••••• L•• BD affiliated currentsince Aug 21, 2025 · Fort Lauderdale, Fl
- F•••• H•••••• A•••••••• I•• formerJul 24, 2020 to Aug 21, 2025 · Fort Lauderdale, Fl
- O•••• I••••••••• I••• BD affiliatedSep 23, 2011 to Jul 17, 2018 · Ft. Lauderdale, Fl
- L•• F•••••••• L•• BD affiliatedJan 25, 2008 to Jul 7, 2011 · Surfside, Fl
- I••• S••••••••• I••• unclassifiedSep 13, 2006 to Mar 4, 2008 · Coral Gables, Fl
- S••••••••• S••••••••• L•• unclassifiedDec 5, 2003 to Dec 2, 2004 · Miami Shores Village, Fl
- C••••••• I••••••••• S••••••• unclassifiedMay 15, 2001 to Sep 18, 2002 · Miami, Fl
- F•••• H•••••• A•••••••• I•• to L•• F•••••••• L••left Aug 21, 2025, registered Aug 21, 2025 (0 days) · corporate re-registration, not a move
- O•••• I••••••••• I••• to F•••• H•••••• A•••••••• I••left Jul 17, 2018, registered Jul 24, 2020 (738 days) · Affiliated broker-dealer or bank to independent RIA
- L•• F•••••••• L•• to O•••• I••••••••• I•••left Jul 7, 2011, registered Sep 23, 2011 (78 days) · Other
- I••• S••••••••• I••• to L•• F•••••••• L••left Mar 4, 2008, registered Jan 25, 2008 (-39 days) · corporate re-registration, not a move
- S••••••••• S••••••••• L•• to I••• S••••••••• I•••left Dec 2, 2004, registered Sep 13, 2006 (650 days) · Other
- C••••••• I••••••••• S••••••• to S••••••••• S••••••••• L••left Sep 18, 2002, registered Dec 5, 2003 (443 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address