RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• S••••• W•••••••
- W•••• F•••• A••••••• wirehouse currentsince Oct 14, 2010 · Grand Rapids, Mi
- S•• BD affiliatedJan 12, 2004 to Jun 15, 2006 · Grand Rapids, Mi
- C••••• • C••••••• I••• formerAug 22, 2002 to Jun 30, 2003 · Manchester, Mo
- C•••••• M••••••••• S•••••••• I••• independent RIAJan 1, 2001 to Jan 8, 2004 · Manchester, Mo
- C•••••••• C•••••• I••••••••• L•• unclassifiedSep 12, 2000 to Dec 31, 2003 · Grand Rapids, Mi
- S•• to W•••• F•••• A•••••••left Jun 15, 2006, registered Oct 14, 2010 (1582 days) · Other
- C•••••• M••••••••• S•••••••• I••• to C••••• • C••••••• I•••left Jan 8, 2004, registered Aug 22, 2002 (-504 days) · Other
- C•••••••• C•••••• I••••••••• L•• to C•••••• M••••••••• S•••••••• I•••left Dec 31, 2003, registered Jan 1, 2001 (-1094 days) · Other
- C••••• • C••••••• I••• to S••left Jun 30, 2003, registered Jan 12, 2004 (196 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address