RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••••• M•••• P•••• R•••••
- I••••••••• F•••••••• P••••••• BD affiliated currentsince Oct 13, 2009 · Orlando, Fl
- L•• F•••••••• L•• BD affiliatedJun 21, 2004 to Apr 26, 2011 · Orlando, Fl
- W• G••••••• S••••••••• I••• unclassifiedFeb 17, 1998 to Jun 15, 2004 · Orlando, Fl
- L•• F•••••••• L•• to I••••••••• F•••••••• P•••••••left Apr 26, 2011, registered Oct 13, 2009 (-560 days) · Other
- W• G••••••• S••••••••• I••• to L•• F•••••••• L••left Jun 15, 2004, registered Jun 21, 2004 (6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address