DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/15/2026
At current firm
3 y
since Nov 7, 2022
In the industry
18 y
since Jul 16, 2008 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Potomac asset manager currentsince Nov 7, 2022 · Texarkana, Tx
- True North Wealth Strategies unclassifiedJun 16, 2022 to Oct 13, 2022 · Texarkana, Tx
- Flexible Plan Investments Ltd mixed wealthDec 8, 2020 to May 20, 2022 · Bloomfield Hills, Mi
- True North Wealth Strategies unclassifiedSep 3, 2020 to Nov 5, 2020 · Texarkana, Tx
- Vita Advisory Solutions Inc formerOct 23, 2019 to Dec 31, 2020 · Texarkana, Tx
- Pgr Solutions, LLC formerMar 10, 2016 to Aug 9, 2019 · San Jose, Ca
- Resource Wealth Management, LLC unclassifiedSep 17, 2013 to Jun 12, 2014 · Melissa, Tx
- Lindner Capital Advisors, Inc. formerSep 17, 2009 to Dec 21, 2012 · Marietta, Ga
- Symmetry Partners independent RIAJul 17, 2008 to Apr 17, 2009 · Glastonbury, Ct
Moves
a registration end followed by a registration begin elsewhere
- True North Wealth Strategies to Potomacleft Oct 13, 2022, registered Nov 7, 2022 (25 days) · Other
- Flexible Plan Investments Ltd to True North Wealth Strategiesleft May 20, 2022, registered Jun 16, 2022 (27 days) · Other
- Vita Advisory Solutions Inc to True North Wealth Strategiesleft Dec 31, 2020, registered Sep 3, 2020 (-119 days) · Other
- True North Wealth Strategies to Flexible Plan Investments Ltdleft Nov 5, 2020, registered Dec 8, 2020 (33 days) · Other
- Pgr Solutions, LLC to Vita Advisory Solutions Incleft Aug 9, 2019, registered Oct 23, 2019 (75 days) · RIA to a newly registered adviser
- Resource Wealth Management, LLC to Pgr Solutions, LLCleft Jun 12, 2014, registered Mar 10, 2016 (637 days) · Other
- Lindner Capital Advisors, Inc. to Resource Wealth Management, LLCleft Dec 21, 2012, registered Sep 17, 2013 (270 days) · Other
- Symmetry Partners to Lindner Capital Advisors, Inc.left Apr 17, 2009, registered Sep 17, 2009 (153 days) · Other
Signals
- Michael Walton Rogers left True North Wealth Strategies for Potomac (registered 2022-11-07)Oct 13, 2022 · Advisor changed firm · fact
- Michael Walton Rogers left Flexible Plan Investments Ltd for True North Wealth Strategies (registered 2022-06-16)May 20, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address