RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H•••• B••••• S•••••••
- Business email
- helen@aspenwealthmgmt.comreportedaspenwealthmgmt.comfirm site, Sep 16, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- A•••• W••••• M••••••••• L•• independent RIA currentsince Feb 17, 2012 · Fort Worth, Tx
- C••••• A••••••• L•• formerFeb 28, 2012 to Nov 2, 2013 · Fort Worth, Tx
- P•••••• W••• F•••••••• C••••••••• I•• formerOct 27, 2011 to Feb 28, 2012 · Renton, Wa
- C••••••• W••••• A•••••••• L•• formerMay 19, 2010 to Sep 28, 2011 · Fort Worth, Tx
- A•••••• A••••••• S••••••• formerSep 17, 2008 to May 14, 2010 · Fort Worth, Tx
- C••••• A••••••• L•• to no registered destinationleft Nov 2, 2013 · Departure, no registered destination
- P•••••• W••• F•••••••• C••••••••• I•• to A•••• W••••• M••••••••• L••left Feb 28, 2012, registered Feb 17, 2012 (-11 days) · Other
- C••••••• W••••• A•••••••• L•• to P•••••• W••• F•••••••• C••••••••• I••left Sep 28, 2011, registered Oct 27, 2011 (29 days) · Other
- A•••••• A••••••• S••••••• to C••••••• W••••• A•••••••• L••left May 14, 2010, registered May 19, 2010 (5 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address