RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• T• H•••
- P••• A••••• S••••••••• L•• BD affiliated currentsince Aug 14, 2024 · Columbus, Oh
- R••••••••• P••••• I••• institutionalMar 20, 2023 to Mar 27, 2024 · Westerville, Oh
- L•• F•••••••• L•• BD affiliatedOct 16, 2017 to Mar 21, 2023 · Columbus, Oh
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Oct 18, 2017 · Dublin, Oh
- M•• F•••••••• S•••••••• I••• formerDec 5, 2005 to Mar 25, 2017 · Columbus, Oh
- M•••••• I••••••••• F••• S••••••• L•• unclassifiedJan 1, 2000 to Jan 10, 2006 · Alpharetta, Ga
- R••••••••• P••••• I••• to P••• A••••• S••••••••• L••left Mar 27, 2024, registered Aug 14, 2024 (140 days) · Other
- L•• F•••••••• L•• to R••••••••• P••••• I•••left Mar 21, 2023, registered Mar 20, 2023 (-1 days) · Other
- M•• I•••••••• S•••••••• L•• to L•• F•••••••• L••left Oct 18, 2017, registered Oct 16, 2017 (-2 days) · Other
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- M•••••• I••••••••• F••• S••••••• L•• to M•• F•••••••• S•••••••• I•••left Jan 10, 2006, registered Dec 5, 2005 (-36 days) · corporate re-registration, not a move
- M•••••• T• H••• left R••••••••• P••••• I••• for P••• A••••• S••••••••• L•• (registered 2024-08-14)Mar 27, 2024 · Advisor changed firm · fact
- M•••••• T• H••• left L•• F•••••••• L•• for R••••••••• P••••• I••• (registered 2023-03-20)Mar 21, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address