RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• B•••••• D••••••
- W••••• A••••••••• L•• state registered currentsince Jul 23, 2012 · Lake St. Louis, Mo
- R••••••••• F•••••••• C•••••••• E•••••••• L•• unclassifiedApr 27, 2005 to Dec 31, 2007 · St. Louis, Mo
- S••••••• F•••••••• S•••••••• I••• formerOct 1, 2001 to Jul 23, 2012 · St. Louis, Mo
- R• A••••••• L•• unclassifiedDec 1, 1998 to Oct 5, 2004 · St. Louis, Mo
- S••••••• F•••••••• S•••••••• I••• to R••••••••• F•••••••• C•••••••• E•••••••• L••left Jul 23, 2012, registered Apr 27, 2005 (-2644 days) · Other
- R••••••••• F•••••••• C•••••••• E•••••••• L•• to W••••• A••••••••• L••left Dec 31, 2007, registered Jul 23, 2012 (1666 days) · Other
- R• A••••••• L•• to S••••••• F•••••••• S•••••••• I•••left Oct 5, 2004, registered Oct 1, 2001 (-1100 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address