DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Howard Axelrod
Certified Financial Planner · Chartered Financial Analyst
Feed of 09/15/2026
Also filed as Mike Axelrod
At current firm
10 y
since Mar 8, 2016
In the industry
32 y
since Jan 13, 1994 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Creativeone Securities, LLC BD affiliated currentsince Mar 8, 2016 · Overland Park, Ks
- National Pension & Group Consultants, Inc unclassifiedJan 22, 2013 to Nov 30, 2015 · Kansas City, Mo
- Msi Financial Services, Inc. formerAug 22, 2011 to Jan 10, 2013 · St. Louis, Mo
- Stifel, Nicolaus & Company, Incorporated national BDSep 22, 2008 to May 10, 2011 · St Louis , Mo
Moves
a registration end followed by a registration begin elsewhere
- National Pension & Group Consultants, Inc to Creativeone Securities, LLCleft Nov 30, 2015, registered Mar 8, 2016 (99 days) · Other
- Msi Financial Services, Inc. to National Pension & Group Consultants, Incleft Jan 10, 2013, registered Jan 22, 2013 (12 days) · Other
- Stifel, Nicolaus & Company, Incorporated to Msi Financial Services, Inc.left May 10, 2011, registered Aug 22, 2011 (104 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address