DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Paul Richard Pradel
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
At current firm
0 y
since Apr 24, 2026
In the industry
32 y
since Dec 21, 1993 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Merit Financial Advisors BD affiliated currentsince Apr 24, 2026 · Seattle, Wa
- Commonwealth Financial Network national BDJan 3, 2003 to Apr 30, 2026 · Seattle, Wa
- Ameriprise Financial Services, LLC national BDMay 8, 1996 to Jan 4, 2003 · Seattle, Wa
Moves
a registration end followed by a registration begin elsewhere
- Commonwealth Financial Network to Merit Financial Advisorsleft Apr 30, 2026, registered Apr 24, 2026 (-6 days) · Affiliated broker-dealer or bank to another
- Ameriprise Financial Services, LLC to Commonwealth Financial Networkleft Jan 4, 2003, registered Jan 3, 2003 (-1 days) · Affiliated broker-dealer or bank to another
Signals
- Paul Richard Pradel left Commonwealth Financial Network for Merit Financial Advisors (registered 2026-04-24)Apr 30, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address