RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• G••• R•••••
- E••••••• F••••••••• I••• state registered currentsince Mar 19, 2026 · Dallas, Tx
- T••••••• A•••• M••••••••• L•• independent RIA currentsince Nov 17, 2023 · Miami Beach, Fl
- M•••••• A••••• S••••••••• L•• BD affiliatedNov 21, 2019 to Jan 4, 2022 · Burien, Wa
- T• A••••••••• I••••••••• M••••••••• L•• formerMay 13, 2015 to Oct 3, 2018 · Seattle, Wa
- T• A••••••••• I••• formerMay 13, 2015 to Oct 3, 2018 · Seattle, Wa
- B••• I••••••••• S•••••••• I••• formerMay 30, 2008 to Jan 27, 2009 · Paducah, Ky
- M•••••• A••••• S••••••••• L•• to T••••••• A•••• M••••••••• L••left Jan 4, 2022, registered Nov 17, 2023 (682 days) · Affiliated broker-dealer or bank to independent RIA
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Oct 3, 2018, registered May 13, 2015 (-1239 days) · corporate re-registration, not a move
- T• A••••••••• I••• to M•••••• A••••• S••••••••• L••left Oct 3, 2018, registered Nov 21, 2019 (414 days) · Other
- B••• I••••••••• S•••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jan 27, 2009, registered May 13, 2015 (2297 days) · Other
- D••••• G••• R••••• left M•••••• A••••• S••••••••• L•• for T••••••• A•••• M••••••••• L•• (registered 2023-11-17)Jan 4, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address