DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Kpp Advisory Services LLC
Latest filing May 28, 2026
First filing on the tape Aug 18, 2017 · 30 filings
SEC status approved since Sep 15, 2017
RAUM
$1.2B
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
100%
$1.2B individuals and HNW
Advisors
27
registered through the firm on IAPD
RAUM per advisor
$46.0M
derived; firm RAUM over IAPD count
Employees
37
26 advisory (5.B.1)
Offices
13
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$1.2B as of May 28, 2026
Mar 29, 2018$272M then
HNW client RAUM$512M as of May 28, 2026
Mar 29, 2018$19.4M then
State-registered IARs (5.B.3)26 as of May 28, 2026
Mar 29, 201817 then
Employees (5.A)37 as of May 28, 2026
Mar 29, 201820 then
Private funds: no history
RAUM +42% over the last fiscal year-5.6% a year over threeIARs 24 to 26
Practice profile
derived from the filing of May 28, 2026; every figure names its basis
- RAUM per advisor
- $46.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 148derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.6MderivedHNW RAUM over HNW clients
- Average account
- $310,641derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 1.9derived14 offices incl. principal (1.F.5)
- RAUM growth, one year
- +42%derivedbetween the last two annual amendments
- Advisor growth, one year
- +4.2%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +17%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Custody
- $37.7M, 766 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$729M59%
- High-net-worth individuals$512M41%
- Individual clients
- 3,677reported
- HNW clients
- 318reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3,995reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $37.7M for 766 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=26.0derived
Advisors registered through the firm
27 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Martin Lynn Walthers | Louisville, Ky | Nov 21, 2007 | 26 y | 1 |
| William Lawson RalstonCertified Financial Planner | Louisville, Ky | Oct 5, 2017 | 24 y | 2 |
| Kenneth Alvin O'Neil | Louisville, Ky | Oct 6, 2017 | 24 y | 0 |
| Robert Alan DavenportCertified Financial Planner | Louisville, Ky | Oct 6, 2017 | 36 y | 1 |
| Vicki Lynn Marchand | Louisville, Ky | Oct 9, 2017 | 25 y | 1 |
| Michael Jordan Mcculloch | Louisville, Ky | Oct 9, 2017 | 15 y | 2 |
| Eric Robert PooleCertified Financial Planner | Louisville, Ky | Oct 9, 2017 | 12 y | 0 |
| Thomas Michael Wright | Louisville, Ky | Oct 10, 2017 | 22 y | 3 |
| Bradley Graham BarnettCertified Financial Planner | Louisville, Ky | Oct 10, 2017 | 44 y | 3 |
| David Whayne PorterCertified Financial Planner | Louisville, Ky | Nov 13, 2017 | 28 y | 1 |
| Benjamin Tyler Hopper | Louisville, Ky | Sep 30, 2019 | 11 y | 0 |
| Kyle Philip Roy | Evansville, In | Sep 21, 2020 | 21 y | 0 |
| Sara Porter | Louisville, Ky | Jan 21, 2021 | 22 y | 0 |
| Austin Jordan HillCertified Financial Planner | Louisville, Ky | Jun 18, 2021 | 12 y | 1 |
| Derrick Vickery | Louisville, Ky | Aug 10, 2021 | 15 y | 0 |
| Andrew Blandford Cusick | Louisville, Ky | Dec 20, 2021 | 12 y | 0 |
| Ladonna Sue Dowdy | Clarksville, Tn | Mar 18, 2022 | 21 y | 2 |
| Miles Thomas MoskwaCertified Financial Planner | Louisville, Ky | Apr 24, 2023 | 12 y | 0 |
| Paul Edward KohlmanChartered Financial Consultant | Evansville, In | Oct 2, 2023 | 39 y | 1 |
| Aaron D Stonecipher | Louisville, Ky | Mar 5, 2024 | 14 y | 0 |
| David Campbell Bugg | Louisville, Ky | Mar 20, 2024 | 32 y | 3 |
| Angela Beth Zachman | Louisville, Ky | Mar 22, 2024 | 29 y | 2 |
| Bruce Crisman ArnoldCertified Financial Planner | Louisville, Ky | Jan 14, 2025 | 45 y | 1 |
| David H Mcillwain | Louisville, Ky | Jan 21, 2025 | 29 y | 1 |
| Jacob GeogheganCertified Financial Planner | Louisville, Ky | Jul 17, 2025 | 12 y | 0 |
| William Charles Allen | Lexington, Ky | Feb 4, 2026 | 12 y | 0 |
| Austin Z Schneller | Louisville, Ky | May 22, 2026 | 13 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Paul David Slaughter to LPL Financial LLCMay 8, 2025 · RIA to affiliated broker-dealer or bank
- Noah Polk to FacetJan 29, 2021 · RIA to RIA
- Andrew Jeffrey Southworth to Thurston Springer FinancialOct 18, 2018 · RIA to affiliated broker-dealer or bank
Joined, latest
- Austin Z Schneller from Park Avenue Securities LLCMay 22, 2026 · Affiliated broker-dealer or bank to independent RIA
- David H Mcillwain from Fsc Securities CorporationJan 21, 2025 · Affiliated broker-dealer or bank to independent RIA
- Bruce Crisman Arnold from Fsc Securities CorporationJan 14, 2025 · Affiliated broker-dealer or bank to independent RIA
- Paul David Slaughter from Robert W. Baird & Co. IncorporatedMay 13, 2024 · RIA to RIA
- Angela Beth Zachman from Pnc Wealth ManagementMar 22, 2024 · Other
- David Campbell Bugg from J.J.B. Hilliard, W.L. Lyons, LLCMar 20, 2024 · Other
- Paul Edward Kohlman from Concourse Financial Group AdvisorsOct 2, 2023 · Affiliated broker-dealer or bank to independent RIA
- Ladonna Sue Dowdy from Raymond James Financial Services Advisors, IncMar 18, 2022 · Affiliated broker-dealer or bank to independent RIA
- Austin Jordan Hill from Raymond James & Associates, Inc.Jun 18, 2021 · Affiliated broker-dealer or bank to independent RIA
- Noah Polk from LPL Financial LLCDec 17, 2020 · Affiliated broker-dealer or bank to independent RIA
- David Whayne Porter from Wells Fargo AdvisorsNov 13, 2017 · Other
- Thomas Michael Wright from Ameriprise Financial Services, LLCOct 10, 2017 · Other
- Bradley Graham Barnett from Ameriprise Financial Services, LLCOct 10, 2017 · Other
- Vicki Lynn Marchand from UBS Financial Services Inc.Oct 9, 2017 · Other
- Michael Jordan Mcculloch from Wells Fargo AdvisorsOct 9, 2017 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Fsc Securities CorporationNov 5, 2019 · Nashville, Tn
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Alan Robert Davenport · Member/Chief Compliance Officercontrolsince 05/2005 · owns 50% to 75%
- Alvin Kenneth O'Neil · Membercontrolsince 10/2005 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Louisville, Ky · principal | 26 | 2 | 0 | ||
| Evansville, In | 2 | 0 | 0 | ||
| Hendersonville, Tn | 2 | 0 | 0 | ||
| Clarksville, Tn | 2 | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Bowling Green, KY1 employees
- Clarksville, TN1 employees
- Evansville, IN1 employees
- Indianapolis, IN1 employees
- Lexington, KY1 employees
- Louisville, KY1 employees
- Somerset, KY1 employees
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Apr 7, 2026RAUM (Item 5.F) moved from $874,251,636 to $1,241,011,682 (+42.0%) between the annual amendments of 2025-02-10 and 2026-04-07; the peer median change was +17.0% (1297 comparable advisers, 90.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,297) · 90% percentile
What changed
consecutive filings, newest first
- Advisory employees · 25 to 26Apr 7, 2026 to May 28, 2026
- BD registered reps · 25 to 26Apr 7, 2026 to May 28, 2026
- Employees · 36 to 37Apr 7, 2026 to May 28, 2026
- State-registered IARs · 25 to 26Apr 7, 2026 to May 28, 2026
- Accounts · 3,405 to 3,995Jun 24, 2025 to Mar 20, 2026
- Advisory employees · 24 to 25Jun 24, 2025 to Mar 20, 2026
- BD registered reps · 24 to 25Jun 24, 2025 to Mar 20, 2026
- HNW clients · 170 to 318Jun 24, 2025 to Mar 20, 2026
- Individual clients · 3,235 to 3,677Jun 24, 2025 to Mar 20, 2026
- Assets in custody · $562,791 to $37.7MJun 24, 2025 to Mar 20, 2026
- Employees · 35 to 36Jun 24, 2025 to Mar 20, 2026
- Financial planning clients · More than 500 to 251-500Jun 24, 2025 to Mar 20, 2026
- State-registered IARs · 24 to 25Jun 24, 2025 to Mar 20, 2026
- Discretionary RAUM · $798M to $1.2BJun 24, 2025 to Mar 20, 2026
- HNW RAUM · $376M to $512MJun 24, 2025 to Mar 20, 2026
- Individual RAUM · $499M to $729MJun 24, 2025 to Mar 20, 2026
- Non-discretionary RAUM · $75.8M to $22.1MJun 24, 2025 to Mar 20, 2026
- RAUM · $874M to $1.2BJun 24, 2025 to Mar 20, 2026
- Advisory employees · 21 to 24May 30, 2025 to Jun 24, 2025
- Employees · 32 to 35May 30, 2025 to Jun 24, 2025
- Financial planning clients · More than 500 to More than 500May 30, 2025 to Jun 24, 2025
- State-registered IARs · 21 to 24May 30, 2025 to Jun 24, 2025
- Advisory employees · 22 to 21Feb 10, 2025 to May 30, 2025
- Employees · 33 to 32Feb 10, 2025 to May 30, 2025
- State-registered IARs · 24 to 21Feb 10, 2025 to May 30, 2025
- Accounts · 3,132 to 3,405Jan 31, 2025 to Feb 10, 2025
- Advisory employees · 24 to 22Jan 31, 2025 to Feb 10, 2025
- BD registered reps · 33 to 24Jan 31, 2025 to Feb 10, 2025
- HNW clients · 707 to 170Jan 31, 2025 to Feb 10, 2025
- Individual clients · 3,164 to 3,235Jan 31, 2025 to Feb 10, 2025
- Assets in custody · $389M to $562,791Jan 31, 2025 to Feb 10, 2025
- Employees · 36 to 33Jan 31, 2025 to Feb 10, 2025
- State-registered IARs · 25 to 24Jan 31, 2025 to Feb 10, 2025
- Discretionary RAUM · $774M to $798MJan 31, 2025 to Feb 10, 2025
- HNW RAUM · $668M to $376MJan 31, 2025 to Feb 10, 2025
- Individual RAUM · $213M to $499MJan 31, 2025 to Feb 10, 2025
- Non-discretionary RAUM · $106M to $75.8MJan 31, 2025 to Feb 10, 2025
- RAUM · $881M to $874MJan 31, 2025 to Feb 10, 2025
- Advisory employees · 25 to 24Nov 14, 2024 to Dec 9, 2024
- Employees · 33 to 36Nov 14, 2024 to Dec 9, 2024
Signals
9 dated events
- Kpp Advisory Services Llc reported RAUM $1.2B, up 42% from $874.3M (2025-06-24 to 2026-03-20)Mar 20, 2026 · RAUM change · derived
- Paul David Slaughter left Kpp Advisory Services Llc for Lpl Financial Llc (registered 2025-08-18)May 8, 2025 · Advisor changed firm · fact
- Kpp Advisory Services Llc reported RAUM $880.6M, down 40% from $1.5B (2023-11-22 to 2024-03-26)Mar 26, 2024 · RAUM change · derived
- Kpp Advisory Services Llc reported 12 offices beyond its principal office, up from 6 (2022-08-23 to 2023-03-29)Mar 29, 2023 · Office count change · derived
- Kpp Advisory Services Llc reported RAUM $1.5B, up 58% from $934.1M (2022-08-23 to 2023-03-29)Mar 29, 2023 · RAUM change · derived
- Kpp Advisory Services Llc reported RAUM $934.1M, up 115% from $433.8M (2021-08-30 to 2022-03-23)Mar 23, 2022 · RAUM change · derived
- Kpp Advisory Services Llc reported RAUM $525.7M, up 64% from $320.9M (2019-08-05 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Kpp Advisory Services Llc reported 17 state-registered advisory representatives, up from 0 (2017-09-28 to 2018-03-29)Mar 29, 2018 · Advisor headcount change · derived
- Kppartners Advisory Services, Llc filed its initial SEC registration (Form ADV)Aug 18, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 615-251-8121reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 812-477-0144reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 844-595-3769reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/kentucky-planning-partnersreportedpublic record, Form ADV, Sep 17, 2026
- Website
- roi-fg.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 502-394-0400reportedpublic record, Form ADV, May 28, 2026
- Contact form
- roi-fg.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- roi-fg.com/meet-the-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $46.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026