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RIA Intelligence
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Registered advisor
S•••• B•••• O•••••••
Feed of 09/14/2026
At current firm
14 y
since Oct 24, 2011
In the industry
32 y
since Mar 11, 1994 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Oct 24, 2011 · Fort Lauderdale, Fl
- U•• F•••••••• S••••••• I••• wirehouseAug 24, 2007 to Oct 26, 2011 · Ft. Lauderdale, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedOct 5, 1994 to Aug 30, 2007 · Plantation, Fl
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Oct 26, 2011, registered Oct 24, 2011 (-2 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to U•• F•••••••• S••••••• I•••left Aug 30, 2007, registered Aug 24, 2007 (-6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address