B•••••• T••••••• B•••••

• R•• C•••••• M••••••• L•• national BD current
  since Jan 28, 2022 · Richmond, Va
• T••••• A••••••• S•••••••• I••• BD affiliated
  Feb 17, 2021 to Jan 31, 2022 · Atlanta, Ga
• B••• S••••••••• L•• former
  Jan 2, 2013 to Feb 17, 2021 · Richmond, Va
• S•••• • S••••••••• L•• former
  Jun 8, 1994 to Jan 2, 2013 · Richmond, Va

• T••••• A••••••• S•••••••• I••• to R•• C•••••• M••••••• L••
  left Jan 31, 2022, registered Jan 28, 2022 (-3 days) · Affiliated broker-dealer or bank to another · moved with a team
• B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••
  left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
• S•••• • S••••••••• L•• to B••• S••••••••• L••
  left Jan 2, 2013, registered Jan 2, 2013 (0 days) · corporate re-registration, not a move

• ••• Locked
  Jan 31, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

38derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address