RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• J••••• S•••••
- A••••• I••••••••• C••••••••• independent RIA currentsince Nov 14, 2025 · Charlottesville, Va
- S••••••• I••••••••• I••• formerFeb 1, 2006 to Jul 26, 2006 · Charlotte, Va
- O•••• F•• I••• formerMay 18, 2004 to Nov 14, 2005 · Charlottesville, Va
- S•••• W••••• M••••••••• L•• BD affiliatedAug 8, 2003 to Feb 27, 2004 · Charlottesville, Va
- S••••••• I••••••••• I••• to A••••• I••••••••• C•••••••••left Jul 26, 2006, registered Nov 14, 2025 (7051 days) · Other
- O•••• F•• I••• to S••••••• I••••••••• I•••left Nov 14, 2005, registered Feb 1, 2006 (79 days) · Other
- S•••• W••••• M••••••••• L•• to O•••• F•• I•••left Feb 27, 2004, registered May 18, 2004 (81 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address