DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Kimberly Bryant

LPL Enterprise, LLCBD affiliatedCharlotte, Ncdual registrantIAPD 2435801

Feed of 09/14/2026

Also filed as Kim Bryant

At current firm

1 y

since Nov 14, 2024

In the industry

26 y

since May 1, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Enterprise, LLC BD affiliated current
since Nov 14, 2024 · Charlotte, Nc
Pruco Securities, LLC no RAUM
Oct 7, 2024 to Nov 14, 2024 · Charlotte, Nc
Edward Jones national BD
Aug 15, 2022 to Jul 8, 2024 · Fort Mill, Sc
LPL Financial LLC BD affiliated
Mar 1, 2008 to Jun 11, 2021 · Charlotte, Nc
Uvest Financial Services Group, Inc. unclassified
Jun 25, 2002 to Dec 31, 2011 · Charlotte, Nc

Moves

a registration end followed by a registration begin elsewhere

Pruco Securities, LLC to LPL Enterprise, LLC
left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
Edward Jones to Pruco Securities, LLC
left Jul 8, 2024, registered Oct 7, 2024 (91 days) · Affiliated broker-dealer or bank to another
LPL Financial LLC to Edward Jones
left Jun 11, 2021, registered Aug 15, 2022 (430 days) · Affiliated broker-dealer or bank to another
Uvest Financial Services Group, Inc. to LPL Financial LLC
left Dec 31, 2011, registered Mar 1, 2008 (-1400 days) · Other

Signals

Kimberly Bryant left Edward Jones for Pruco Securities, Llc (registered 2024-10-07)
Jul 8, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address